UBS’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

UBS’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$108K	Sell	10,013 -15,354	-61%	-$171K	﹤0.01%	5909
2014 Q2	$294K	Buy	25,367 +5,547	+28%	+$64.4K	﹤0.01%	4767
2014 Q1	$225K	Buy	19,820 +2,820	+17%	+$30.3K	﹤0.01%	5053
2013 Q4	$171K	Hold	17,000	–	–	﹤0.01%	5477
2013 Q3	$174K	Hold	17,000	–	–	﹤0.01%	5354
2013 Q2	$187K	Buy	+17,000	New	+$204K	﹤0.01%	5168

Other funds holding PFO

Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

CHA

Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

ICAS

Investors Capital Advisory Services Lynnfield, Massachusetts $521M AUM 1.51% 1-Year Est. Return

UBS's PFO Position: Q3 2014 in Review

UBS reduced its Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) stake by 61% in Q3 2014, selling an estimated $171K and leaving 10,013 shares worth $108K. The position accounts for ﹤0.01% of the portfolio, ranked #5909.

UBS first reported a position in PFO in Q2 2013 and has held it in 6 quarters since. The position peaked at $294K in Q2 2014. 27 funds tracked by Wall St. Rank hold PFO as of Q3 2014.

UBS held 10,013 shares of Flaherty & Crumrine Preferred and Income Opportunity Fund worth $108K as of Q3 2014.
UBS sold 15,354 Flaherty & Crumrine Preferred and Income Opportunity Fund shares in Q3 2014, an estimated $171K.
Flaherty & Crumrine Preferred and Income Opportunity Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5909 holding.
UBS first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q2 2013 and has held it in 6 quarters since.
UBS's Flaherty & Crumrine Preferred and Income Opportunity Fund position peaked at $294K in Q2 2014.
27 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.