PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

27 hedge funds and large institutions have $11.9M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
27
Holders Change
+3
Holders Change %
+12.5%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
8
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
$1.66M
2
Morgan Stanley
Morgan Stanley
New York
$1.32M
3
Bank of America
Bank of America
North Carolina
$197K
4
LPL Financial
LPL Financial
California
$807K
5
MAS
Madden Advisory Services
Florida
$70K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
$782K
2
GC
Guggenheim Capital
Illinois
$325K
3
SI
SII Investments
Wisconsin
$141K
4
CHA
Cedar Hill Associates
Illinois
$639K
5
VFS
VSR Financial Services
Kansas
$236K
Name Holding Trade Value Shares
Change 		Shares
Change %
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.86M -$15K -1,292 -0.4%
Wells Fargo
2
Wells Fargo
California
$1.66M +$373K +32,153 +29%
Morgan Stanley
3
Morgan Stanley
New York
$1.32M +$221K +19,050 +20%
LPL Financial
4
LPL Financial
California
$807K +$93.6K +8,067 +13%
SIA
5
Sit Investment Associates
Minnesota
$782K -$1.53M -131,467 -66%
CCM
6
Covington Capital Management
California
$718K +$1.15K +100 +0.2%
CHA
7
Cedar Hill Associates
Illinois
$639K -$36K -3,100 -5%
GC
8
Guggenheim Capital
Illinois
$325K -$55.3K -4,754 -15%
U
9
UBS
Switzerland
$294K +$64.3K +5,547 +28%
ICAS
10
Investors Capital Advisory Services
Massachusetts
$270K +$13.7K +1,181 +5%
VFS
11
VSR Financial Services
Kansas
$236K -$15.6K -1,343 -6%
Bank of America
12
Bank of America
North Carolina
$197K +$121K +10,450 +159%
DADC
13
D.A. Davidson & Co
Montana
$166K – – –
SI
14
SII Investments
Wisconsin
$141K -$42.3K -3,600 -23%
Citigroup
15
Citigroup
New York
$120K +$1.2K +103 +1%
WA
16
WFG Advisors
Texas
$91K – – –
MAS
17
Madden Advisory Services
Florida
$70K +$70K +6,071 New
LWM
18
Lenox Wealth Management
Ohio
$38K – – –
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$34K – – –
SF
20
Synovus Financial
Georgia
$24K – – –
AIG
21
American International Group
New York
$23.8K – – –
Creative Planning
22
Creative Planning
Kansas
$23K -$12.9K -1,100 -36%
EWM
23
Elite Wealth Management
Washington
$23K – – –
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$23K +$23K +2,000 New
FCCM
25
First City Capital Management
Georgia
$7.46K +$7.46K +643 New
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