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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

27 hedge funds and large institutions have $11.9M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

14% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 7

13% more funds holding

Funds holding: 2427 (+3)

0.5% less ownership

Funds ownership: 8.83%8.34% (-0.5%)

3% less capital invested

Capital invested by funds: $12.3M → $11.9M (-$427K)

Holders
27
Holders Change
+3
Holders Change %
+12.5%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
7
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.86M -$15K -1,292 -0.4%
Wells Fargo
2
Wells Fargo
California
$1.66M +$373K +32,153 +29%
Morgan Stanley
3
Morgan Stanley
New York
$1.32M +$221K +19,050 +20%
LPL Financial
4
LPL Financial
California
$807K +$93.6K +8,067 +13%
SIA
5
Sit Investment Associates
Minnesota
$782K -$1.53M -131,467 -66%
CCM
6
Covington Capital Management
California
$718K +$1.16K +100 +0.2%
CHA
7
Cedar Hill Associates
Illinois
$639K -$36K -3,100 -5%
GC
8
Guggenheim Capital
Illinois
$325K -$55.2K -4,754 -15%
U
9
UBS
Switzerland
$294K +$64.4K +5,547 +28%
ICAS
10
Investors Capital Advisory Services
Massachusetts
$270K +$13.7K +1,181 +5%
VFS
11
VSR Financial Services
Kansas
$236K -$15.6K -1,343 -6%
Bank of America
12
Bank of America
North Carolina
$197K +$121K +10,450 +159%
DADC
13
D.A. Davidson & Co
Montana
$166K
SI
14
SII Investments
Wisconsin
$141K -$41.8K -3,600 -23%
Citigroup
15
Citigroup
New York
$120K +$1.2K +103 +1%
WA
16
WFG Advisors
Texas
$91K
MAS
17
Madden Advisory Services
Florida
$70K +$70.4K +6,071 New
LWM
18
Lenox Wealth Management
Ohio
$38K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$34K
SF
20
Synovus Financial
Georgia
$24K
AIG
21
American International Group
New York
$23.8K
Creative Planning
22
Creative Planning
Kansas
$23K -$12.8K -1,100 -36%
EWM
23
Elite Wealth Management
Washington
$23K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$23K +$23.2K +2,000 New
FCCM
25
First City Capital Management
Georgia
$7.46K +$7.46K +643 New

PFO Hedge Fund Activity: Q2 2014 in Review

27 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q2 2014, worth a combined $11.9M — down 3.5% from $12.3M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new PFO positions and 1 closed out — a net gain of 3 holders — while 8 added to existing stakes and 7 trimmed.

The largest buyer was Wells Fargo, adding an estimated $373K. The largest seller was Sit Investment Associates, cutting an estimated $1.53M.

  • 27 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q2 2014, up from 24 in Q1 2014.
  • Funds reported $11.9M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q2 2014, down 3.5% quarter-over-quarter.
  • 4 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q2 2014 and 1 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q2 2014 was Wells Fargo, an estimated $373K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q2 2014 was Sit Investment Associates, an estimated $1.53M sold.

Based on aggregated 13F filings for Q2 2014.