SII Investments’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

SII Investments’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-10,750	Closed	-$135K	–	627
2017 Q2	$135K	Hold	10,750	–	–	0.01%	566
2017 Q1	$128K	Hold	10,750	–	–	0.01%	587
2016 Q4	$121K	Hold	10,750	–	–	0.01%	570
2016 Q3	$126K	Hold	10,750	–	–	0.01%	566
2016 Q2	$135K	Hold	10,750	–	–	0.01%	553
2016 Q1	$128K	Hold	10,750	–	–	0.01%	539
2015 Q4	$114K	Sell	10,750 -500	-4%	-$5.34K	0.01%	435
2015 Q3	$115K	Sell	11,250 -750	-6%	-$7.83K	0.01%	518
2015 Q2	$126K	Hold	12,000	–	–	0.01%	499
2015 Q1	$145K	Hold	12,000	–	–	0.02%	502
2014 Q4	$141K	Hold	12,000	–	–	0.02%	481
2014 Q3	$128K	Hold	12,000	–	–	0.02%	480
2014 Q2	$141K	Sell	12,000 -3,600	-23%	-$41.8K	0.02%	453
2014 Q1	$164K	Sell	15,600 -4,115	-21%	-$44.2K	0.03%	396
2013 Q4	$197K	Sell	19,715 -2,000	-9%	-$20.2K	0.04%	399
2013 Q3	$220K	Hold	21,715	–	–	0.05%	290
2013 Q2	$236K	Buy	+21,715	New	+$261K	0.05%	320

Other funds holding PFO

SXL

Summit X LLC Chesterfield, Missouri $536M AUM 15.36% 1-Year Est. Return

Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CHA

Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

SII Investments's PFO Position: Q3 2017 in Review

SII Investments sold out of Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) in Q3 2017, closing a stake of 10,750 shares — an estimated $135K sold.

SII Investments first reported a position in PFO in Q2 2013 and held it in 17 quarters. The position peaked at $236K in Q2 2013. 32 funds tracked by Wall St. Rank hold PFO as of Q3 2017.

SII Investments reported no remaining Flaherty & Crumrine Preferred and Income Opportunity Fund position as of Q3 2017 after selling out during the quarter.
SII Investments sold 10,750 Flaherty & Crumrine Preferred and Income Opportunity Fund shares in Q3 2017, an estimated $135K.
SII Investments first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q2 2013 and held it in 17 quarters.
SII Investments's Flaherty & Crumrine Preferred and Income Opportunity Fund position peaked at $236K in Q2 2013.
32 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q3 2017.

Based on SII Investments's 13F filing for Q3 2017, filed 13 Nov 2017.