PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

31 hedge funds and large institutions have $9.36M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
+5
Holders Change %
+19.23%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
4
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.05M -$27.1K -2,635 -0.9%
Morgan Stanley
2
Morgan Stanley
New York
$881K -$196K -19,103 -18%
LPL Financial
3
LPL Financial
California
$744K -$35.9K -3,476 -5%
CCM
4
Covington Capital Management
California
$563K
FFA
5
First Foundation Advisors
California
$485K +$485K +47,218 New
WAM
6
Wolverine Asset Management
Illinois
$421K +$214K +20,865 +104%
CHA
7
Cedar Hill Associates
Illinois
$360K -$15.4K -1,500 -4%
CRC
8
Curi RMB Capital
Illinois
$328K -$162K -15,796 -33%
SIA
9
Sit Investment Associates
Minnesota
$320K +$320K +31,180 New
Bank of America
10
Bank of America
North Carolina
$294K +$169K +16,486 +136%
FAAS
11
First Allied Advisory Services
California
$293K +$2.85K +277 +1%
GC
12
Guggenheim Capital
Illinois
$278K +$278K +27,104 New
Wells Fargo
13
Wells Fargo
California
$231K -$19.6K -1,902 -8%
ICAS
14
Investors Capital Advisory Services
Massachusetts
$219K
VFS
15
VSR Financial Services
Kansas
$129K -$9.4K -915 -7%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$118K +$29.9K +2,913 +34%
SI
17
SII Investments
Wisconsin
$115K -$7.67K -750 -6%
PAG
18
Private Advisor Group
New Jersey
$108K +$108K +10,545 New
Citigroup
19
Citigroup
New York
$106K
DADC
20
D.A. Davidson & Co
Montana
$90K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$52K
Creative Planning
22
Creative Planning
Kansas
$41K +$41K +4,034 New
UBS Group
23
UBS Group
Switzerland
$36K -$34.2K -3,298 -49%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$26K
SF
25
Synovus Financial
Georgia
$22K