Curi RMB Capital’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

Curi RMB Capital’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-15,383	Closed	-$164K	–	457
2015 Q4	$164K	Sell	15,383 -16,565	-52%	-$177K	0.01%	411
2015 Q3	$328K	Sell	31,948 -15,796	-33%	-$165K	0.02%	357
2015 Q2	$508K	Buy	+47,744	New	+$572K	0.03%	293

Other funds holding PFO

Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CHA

Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

ICAS

Investors Capital Advisory Services Lynnfield, Massachusetts $521M AUM 1.51% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Curi RMB Capital's PFO Position: Q1 2016 in Review

Curi RMB Capital sold out of Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) in Q1 2016, closing a stake of 15,383 shares — an estimated $164K sold.

Curi RMB Capital first reported a position in PFO in Q2 2015 and held it in 3 quarters. The position peaked at $508K in Q2 2015. 30 funds tracked by Wall St. Rank hold PFO as of Q1 2016.

Curi RMB Capital reported no remaining Flaherty & Crumrine Preferred and Income Opportunity Fund position as of Q1 2016 after selling out during the quarter.
Curi RMB Capital sold 15,383 Flaherty & Crumrine Preferred and Income Opportunity Fund shares in Q1 2016, an estimated $164K.
Curi RMB Capital first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q2 2015 and held it in 3 quarters.
Curi RMB Capital's Flaherty & Crumrine Preferred and Income Opportunity Fund position peaked at $508K in Q2 2015.
30 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q1 2016.

Based on Curi RMB Capital's 13F filing for Q1 2016, filed 9 May 2016.