We are live on ! Find out more
PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

32 hedge funds and large institutions have $10.8M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 5

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

12% more capital invested

Capital invested by funds: $9.6M → $10.8M (+$1.17M)

3% more funds holding

Funds holding: 3132 (+1)

0.23% more ownership

Funds ownership: 6.94%7.18% (+0.23%)

Holders
32
Holders Change
+1
Holders Change %
+3.23%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
12
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$1.98M -$34K -2,915 -2%
Morgan Stanley
2
Morgan Stanley
New York
$1.69M +$11.3K +965 +0.7%
LPL Financial
3
LPL Financial
California
$1.27M +$308K +26,409 +33%
CHA
4
Cedar Hill Associates
Illinois
$797K -$421K -36,100 -35%
CCM
5
Covington Capital Management
California
$650K +$17.5K +1,500 +3%
GC
6
Guggenheim Capital
Illinois
$637K +$110K +9,393 +21%
PI
7
Parkside Investments
Illinois
$406K +$399K +34,200 New
Invesco
8
Invesco
Georgia
$365K +$172K +14,791 +93%
US Bancorp
9
US Bancorp
Minnesota
$333K +$194K +16,647 +146%
Wells Fargo
10
Wells Fargo
California
$296K -$71K -6,092 -20%
PAG
11
Private Advisor Group
New Jersey
$267K +$264K +22,638 New
AIA
12
Allegis Investment Advisors
Idaho
$201K +$14.3K +1,224 +8%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$198K +$24.3K +2,088 +14%
LF
14
Lee Financial
Texas
$158K
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$155K
MFW
16
Mosaic Family Wealth
Missouri
$155K +$525 +45 +0.3%
CA
17
Cetera Advisors
Colorado
$151K
CSIC
18
Clifford Swan Investment Counsel
California
$149K
HK
19
Horizon Kinetics
New York
$146K
SI
20
SII Investments
Wisconsin
$128K
DADC
21
D.A. Davidson & Co
Montana
$121K +$11.7K +1,000 +11%
Citigroup
22
Citigroup
New York
$99K -$164K -14,103 -63%
Bank of America
23
Bank of America
North Carolina
$98K +$17K +1,457 +22%
UBS Group
24
UBS Group
Switzerland
$47K -$6.65K -570 -13%
SF
25
Synovus Financial
Georgia
$45K

PFO Hedge Fund Activity: Q1 2017 in Review

32 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q1 2017, worth a combined $10.8M — up 12% from $9.6M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new PFO positions and 3 closed out — a net gain of 1 holder — while 12 added to existing stakes and 5 trimmed.

The largest buyer was LPL Financial, adding an estimated $308K. The largest seller was Cedar Hill Associates, cutting an estimated $421K.

  • 32 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q1 2017, up from 31 in Q4 2016.
  • Funds reported $10.8M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q1 2017, up 12% quarter-over-quarter.
  • 4 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q1 2017 and 3 closed out, a net change of +1 holder.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q1 2017 was LPL Financial, an estimated $308K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q1 2017 was Cedar Hill Associates, an estimated $421K sold.

Based on aggregated 13F filings for Q1 2017.