PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

43 hedge funds and large institutions have $26.7M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2024 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 9 closing their positions.

Holders
43
Holders Change
-3
Holders Change %
-6.52%
% of All Funds
0.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
9
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$4.89M
2
RCM
2
Rivernorth Capital Management
Florida
$1.73M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$1.05M
4
EMCIP
4
Ewing Morris & Co Investment Partners
Ontario, Canada
$682K
5
IAA
5
Independent Advisor Alliance
North Carolina
$407K

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$0
2
RCM
2
Robinson Capital Management
Michigan
$0
3
NWM
3
Napa Wealth Management
California
$562K
4
AA
4
AQR Arbitrage
Connecticut
$373K
5
CPRC
5
Consolidated Portfolio Review Corp
New York
$532K
Name Market Value Shares Shares
Change 		Shares
Change %
CIBC Private Wealth Group
1
CIBC Private Wealth Group
Georgia
$5.34M 588,511 – –
SIA
2
Sit Investment Associates
Minnesota
$4.89M 542,802 +250,024 +85%
PAG
3
Private Advisor Group
New Jersey
$1.74M 192,929 -8,653 -4%
RCM
4
Rivernorth Capital Management
Florida
$1.73M 192,068 +121,629 +173%
MC
5
Matisse Capital
Oregon
$1.54M 170,775 – –
Morgan Stanley
6
Morgan Stanley
New York
$1.23M 136,518 +24,793 +22%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.05M 116,029 +78,044 +205%
NWMP
8
Noble Wealth Management PBC
Colorado
$755K 83,760 +83,760 New
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$693K 76,955 +3,473 +5%
EMCIP
10
Ewing Morris & Co Investment Partners
Ontario, Canada
$682K 75,690 +75,690 New
SXL
11
Summit X LLC
Missouri
$633K 70,257 -13,789 -16%
DADC
12
D.A. Davidson & Co
Montana
$591K 65,549 -1,885 -3%
NWM
13
Napa Wealth Management
California
$562K 62,424 -34,623 -36%
CPRC
14
Consolidated Portfolio Review Corp
New York
$532K 59,058 -29,012 -33%
LPL Financial
15
LPL Financial
California
$447K 49,630 +11,435 +30%
IAA
16
Independent Advisor Alliance
North Carolina
$407K 45,150 +45,150 New
AA
17
AQR Arbitrage
Connecticut
$373K 41,344 -32,035 -44%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$360K 39,919 +17,377 +77%
SFS
19
Sowell Financial Services
Arkansas
$352K 39,073 – –
Wells Fargo
20
Wells Fargo
California
$303K 33,668 +10,886 +48%
CSIC
21
Clifford Swan Investment Counsel
California
$266K 29,500 – –
NA
22
NewEdge Advisors
Louisiana
$256K 28,372 -1,600 -5%
Osaic Holdings
23
Osaic Holdings
Arizona
$226K 25,070 +375 +2%
Bank of America
24
Bank of America
North Carolina
$196K 21,790 +1,500 +7%
HighTower Advisors
25
HighTower Advisors
Illinois
$173K 19,176 -1,877 -9%
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