Rivernorth Capital Management’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

Rivernorth Capital Management’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$190K	Sell	21,043 -90,702	-81%	-$856K	0.01%	311
2025 Q4	$1.06M	Buy	111,745 +43,033	+63%	+$412K	0.05%	266
2025 Q3	$670K	Sell	68,712 -179,010	-72%	-$1.68M	0.04%	265
2025 Q2	$2.29M	Buy	247,722 +4,305	+2%	+$38.4K	0.13%	185
2025 Q1	$2.24M	Buy	243,417 +51,349	+27%	+$470K	0.12%	163
2024 Q4	$1.73M	Buy	192,068 +121,629	+173%	+$1.12M	0.08%	172
2024 Q3	$663K	Hold	70,439	–	–	0.03%	195
2024 Q2	$597K	Buy	70,439 +19,919	+39%	+$165K	0.03%	213
2024 Q1	$426K	Hold	50,520	–	–	0.02%	224
2023 Q4	$402K	Buy	+50,520	New	+$379K	0.02%	232
2022 Q2	–	Sell	-10,388	Closed	-$119K	–	850
2022 Q1	$119K	Buy	+10,388	New	+$120K	﹤0.01%	556

Other funds holding PFO

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

CBU

CIBC Bancorp USA Chicago, Illinois $74.4B AUM

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CEFA

Closed-End Fund Advisors Richmond, Virginia $98.3M AUM

Rivernorth Capital Management's PFO Position: Q1 2026 in Review

Rivernorth Capital Management reduced its Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) stake by 81% in Q1 2026, selling an estimated $856K and leaving 21,043 shares worth $190K. The position accounts for 0.01% of the portfolio, ranked #311.

Rivernorth Capital Management first reported a position in PFO in Q1 2022 and has held it in 11 quarters since. The position peaked at $2.29M in Q2 2025. 52 funds tracked by Wall St. Rank hold PFO as of Q1 2026.

Rivernorth Capital Management held 21,043 shares of Flaherty & Crumrine Preferred and Income Opportunity Fund worth $190K as of Q1 2026.
Rivernorth Capital Management sold 90,702 Flaherty & Crumrine Preferred and Income Opportunity Fund shares in Q1 2026, an estimated $856K.
Flaherty & Crumrine Preferred and Income Opportunity Fund made up 0.01% of Rivernorth Capital Management's portfolio in Q1 2026, its #311 holding.
Rivernorth Capital Management first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q1 2022 and has held it in 11 quarters since.
Rivernorth Capital Management's Flaherty & Crumrine Preferred and Income Opportunity Fund position peaked at $2.29M in Q2 2025.
52 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q1 2026.

Based on Rivernorth Capital Management's 13F filing for Q1 2026, filed 15 May 2026.