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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

41 hedge funds and large institutions have $9.15M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2022 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

8% more funds holding

Funds holding: 3841 (+3)

0.08% less ownership

Funds ownership: 7.44%7.36% (-0.08%)

18% less capital invested

Capital invested by funds: $11.2M → $9.15M (-$2.02M)

27% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 11

Holders
41
Holders Change
+3
Holders Change %
+7.89%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
8
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.2M -$202K -20,007 -14%
SXL
2
Summit X LLC
Missouri
$700K -$12K -1,184 -2%
PAG
3
Private Advisor Group
New Jersey
$696K +$346K +34,265 +88%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$520K +$37.3K +3,685 +7%
Osaic Holdings
5
Osaic Holdings
Arizona
$495K -$75.8K -7,498 -13%
DADC
6
D.A. Davidson & Co
Montana
$493K +$107K +10,590 +26%
UBS Group
7
UBS Group
Switzerland
$475K -$145K -14,325 -22%
SFI
8
SPC Financial Inc
Maryland
$355K +$32.4K +3,200 +9%
LPL Financial
9
LPL Financial
California
$323K -$12.8K -1,266 -4%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$308K -$32.9K -3,250 -9%
NA
11
NewEdge Advisors
Louisiana
$306K +$30.3K +3,000 +10%
CCM
12
Covington Capital Management
California
$302K
RJA
13
Raymond James & Associates
Florida
$295K -$271K -26,783 -46%
VCWA
14
Vanguard Capital Wealth Advisors
Colorado
$285K
Wells Fargo
15
Wells Fargo
California
$282K +$85.9K +8,500 +40%
CSIC
16
Clifford Swan Investment Counsel
California
$281K
BW
17
Basepoint Wealth
Iowa
$211K +$4.22K +417 +2%
Bank of America
18
Bank of America
North Carolina
$204K
PJSIMP
19
P.J. Schmidt Investment Management (PJS)
Wisconsin
$196K +$202K +20,000 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$182K
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$150K -$19.9K -1,965 -11%
Invesco
22
Invesco
Georgia
$132K +$140K +13,842 New
UCFA
23
United Capital Financial Advisors
Texas
$114K
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$104K
Stifel Financial
25
Stifel Financial
Missouri
$102K

PFO Hedge Fund Activity: Q2 2022 in Review

41 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q2 2022, worth a combined $9.15M — down 18% from $11.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PFO positions and 4 closed out — a net gain of 3 holders — while 8 added to existing stakes and 11 trimmed.

The largest buyer was Private Advisor Group, adding an estimated $346K. The largest seller was Raymond James & Associates, cutting an estimated $271K.

  • 41 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q2 2022, up from 38 in Q1 2022.
  • Funds reported $9.15M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q2 2022, down 18% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q2 2022 and 4 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q2 2022 was Private Advisor Group, an estimated $346K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q2 2022 was Raymond James & Associates, an estimated $271K sold.

Based on aggregated 13F filings for Q2 2022.