PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

39 hedge funds and large institutions have $12M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2020 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
0.69%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
13
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$569K
2
Creative Planning
Creative Planning
Kansas
+$224K
3
KAS
Kestra Advisory Services
Texas
+$152K
4
CSIC
Clifford Swan Investment Counsel
California
+$144K
5
NFSG
Newbridge Financial Services Group
Florida
+$52.9K

Top Sellers

1
Fifth Third Bancorp
Fifth Third Bancorp
Ohio
-$227K
2
LF
Lee Financial
Texas
-$158K
3
Citigroup
Citigroup
New York
-$102K
4
PAG
Private Advisor Group
New Jersey
-$61.1K
5
SXL
Summit X LLC
Missouri
-$60K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$1.89M +$37.2K +2,839 +2%
PAG
2
Private Advisor Group
New Jersey
$1.18M -$61.1K -4,661 -5%
SXL
3
Summit X LLC
Missouri
$1.15M -$60K -4,585 -5%
UBS Group
4
UBS Group
Switzerland
$920K -$6.52K -497 -0.7%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$569K +$569K +43,340 New
LPL Financial
6
LPL Financial
California
$518K +$52.8K +4,021 +11%
DADC
7
D.A. Davidson & Co
Montana
$493K -$4.15K -316 -0.8%
CCM
8
Covington Capital Management
California
$462K -$15.7K -1,200 -3%
Wells Fargo
9
Wells Fargo
California
$436K +$39.1K +2,983 +10%
US Bancorp
10
US Bancorp
Minnesota
$433K -$8.37K -638 -2%
NFSG
11
Newbridge Financial Services Group
Florida
$329K +$52.9K +4,029 +19%
CSIC
12
Clifford Swan Investment Counsel
California
$308K +$144K +11,000 +88%
Fifth Third Bancorp
13
Fifth Third Bancorp
Ohio
$228K -$227K -17,246 -50%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$227K -$12.5K -956 -5%
Creative Planning
15
Creative Planning
Kansas
$224K +$224K +17,066 New
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$222K – – –
RJA
17
Raymond James & Associates
Florida
$204K -$10.5K -800 -5%
Osaic Holdings
18
Osaic Holdings
Arizona
$204K +$38.7K +2,961 +23%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$193K +$3.84K +292 +2%
QWM
20
Quaker Wealth Management
New Jersey
$175K +$3.06K +233 +2%
SFI
21
SPC Financial Inc
Maryland
$159K +$19.7K +1,500 +14%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$153K +$1.77K +135 +1%
MFW
23
Mosaic Family Wealth
Missouri
$152K -$53K -4,044 -26%
KAS
24
Kestra Advisory Services
Texas
$152K +$152K +11,745 New
OA
25
Oxbow Advisors
Texas
$143K – – –
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