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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

39 hedge funds and large institutions have $12M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2020 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

24% more capital invested

Capital invested by funds: $9.68M → $12M (+$2.34M)

3% more funds holding

Funds holding: 3839 (+1)

0.09% more ownership

Funds ownership: 7.16%7.25% (+0.09%)

Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
13
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.89M +$35.4K +2,839 +2%
PAG
2
Private Advisor Group
New Jersey
$1.18M -$58.2K -4,661 -5%
SXL
3
Summit X LLC
Missouri
$1.15M -$57.2K -4,585 -5%
UBS Group
4
UBS Group
Switzerland
$920K -$6.2K -497 -0.7%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$569K +$541K +43,340 New
LPL Financial
6
LPL Financial
California
$518K +$50.2K +4,021 +11%
DADC
7
D.A. Davidson & Co
Montana
$493K -$3.94K -316 -0.8%
CCM
8
Covington Capital Management
California
$462K -$15K -1,200 -3%
Wells Fargo
9
Wells Fargo
California
$436K +$37.2K +2,983 +10%
US Bancorp
10
US Bancorp
Minnesota
$433K -$7.96K -638 -2%
NFSG
11
Newbridge Financial Services Group
Florida
$329K +$50.3K +4,029 +19%
CSIC
12
Clifford Swan Investment Counsel
California
$308K +$137K +11,000 +88%
Fifth Third Bancorp
13
Fifth Third Bancorp
Ohio
$228K -$215K -17,246 -50%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$227K -$11.9K -956 -5%
Creative Planning
15
Creative Planning
Kansas
$224K +$213K +17,066 New
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$222K
RJA
17
Raymond James & Associates
Florida
$204K -$9.98K -800 -5%
Osaic Holdings
18
Osaic Holdings
Arizona
$204K +$36.9K +2,961 +23%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$193K +$3.64K +292 +2%
QWM
20
Quaker Wealth Management
New Jersey
$175K +$2.91K +233 +2%
SFI
21
SPC Financial Inc
Maryland
$159K +$18.7K +1,500 +14%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$153K +$1.68K +135 +1%
MFW
23
Mosaic Family Wealth
Missouri
$152K -$50.5K -4,044 -26%
KAS
24
Kestra Advisory Services
Texas
$152K +$147K +11,745 New
OA
25
Oxbow Advisors
Texas
$143K

PFO Hedge Fund Activity: Q4 2020 in Review

39 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q4 2020, worth a combined $12M — up 24% from $9.68M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PFO positions and 3 closed out — a net gain of 2 holders — while 13 added to existing stakes and 10 trimmed.

The largest buyer was Cetera Investment Advisers, opening a new position worth an estimated $541K. The largest seller was Fifth Third Bancorp, cutting an estimated $215K.

  • 39 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q4 2020, up from 38 in Q3 2020.
  • Funds reported $12M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q4 2020, up 24% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q4 2020 and 3 closed out, a net change of +2 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q4 2020 was Cetera Investment Advisers, an estimated $541K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q4 2020 was Fifth Third Bancorp, an estimated $215K sold.

Based on aggregated 13F filings for Q4 2020.