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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

40 hedge funds and large institutions have $10.7M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 5

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

3% more funds holding

Funds holding: 3940 (+1)

0.32% less ownership

Funds ownership: 7.07%6.76% (-0.32%)

11% less capital invested

Capital invested by funds: $12M → $10.7M (-$1.38M)

Holders
40
Holders Change
+1
Holders Change %
+2.56%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
15
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.05M +$55.2K +4,191 +3%
SXL
2
Summit X LLC
Missouri
$1.09M -$18.8K -1,427 -2%
UBS Group
3
UBS Group
Switzerland
$850K +$21.7K +1,648 +3%
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$541K -$10.8K -818 -2%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$522K +$121K +9,172 +29%
DADC
6
D.A. Davidson & Co
Montana
$477K +$8.81K +669 +2%
CCM
7
Covington Capital Management
California
$451K
LPL Financial
8
LPL Financial
California
$439K -$112K -8,532 -20%
Wells Fargo
9
Wells Fargo
California
$372K
Osaic Holdings
10
Osaic Holdings
Arizona
$343K +$119K +9,044 +51%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$306K +$79.3K +6,025 +34%
CSIC
12
Clifford Swan Investment Counsel
California
$302K
MAFM
13
Mid Atlantic Financial Management
Pennsylvania
$295K +$125K +9,500 +70%
SFI
14
SPC Financial Inc
Maryland
$268K +$55.3K +4,200 +25%
RJA
15
Raymond James & Associates
Florida
$222K +$9.91K +753 +5%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$218K
WAM
17
Wolverine Asset Management
Illinois
$187K +$193K +14,643 New
Bank of America
18
Bank of America
North Carolina
$155K -$461 -35 -0.3%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$155K +$1.59K +121 +1%
MFW
20
Mosaic Family Wealth
Missouri
$150K +$513 +39 +0.3%
PAG
21
Private Advisor Group
New Jersey
$150K +$3.38K +257 +2%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$149K +$448 +34 +0.3%
AF
23
Advisornet Financial
Minnesota
$140K
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$140K
OA
25
Oxbow Advisors
Texas
$137K +$141K +10,685 New

PFO Hedge Fund Activity: Q3 2021 in Review

40 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q3 2021, worth a combined $10.7M — down 11% from $12M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new PFO positions and 3 closed out — a net gain of 1 holder — while 15 added to existing stakes and 5 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $193K. The largest seller was Newbridge Financial Services Group, exiting entirely with an estimated $474K sold.

  • 40 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q3 2021, up from 39 in Q2 2021.
  • Funds reported $10.7M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q3 2021, down 11% quarter-over-quarter.
  • 4 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q3 2021 and 3 closed out, a net change of +1 holder.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q3 2021 was Wolverine Asset Management, an estimated $193K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q3 2021 was Newbridge Financial Services Group, an estimated $474K sold.

Based on aggregated 13F filings for Q3 2021.