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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

34 hedge funds and large institutions have $9.36M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2020 Q2 according to their latest regulatory filings, with 0 funds opening new positions, 8 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $9.26M → $9.36M (+$92.9K)

0.74% less ownership

Funds ownership: 7.4%6.66% (-0.74%)

6% less funds holding

Funds holding: 3634 (-2)

27% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 11

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 2

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
8
Reduced
11
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.7M -$13.8K -1,248 -0.8%
SXL
2
Summit X LLC
Missouri
$1.04M -$200K -18,049 -16%
PAG
3
Private Advisor Group
New Jersey
$985K +$101K +9,116 +11%
UBS Group
4
UBS Group
Switzerland
$801K +$9.8K +886 +1%
DADC
5
D.A. Davidson & Co
Montana
$421K -$20.7K -1,869 -5%
LPL Financial
6
LPL Financial
California
$421K +$61.6K +5,565 +17%
CCM
7
Covington Capital Management
California
$405K
Fifth Third Bancorp
8
Fifth Third Bancorp
Ohio
$398K
Wells Fargo
9
Wells Fargo
California
$373K -$81.3K -7,351 -18%
US Bancorp
10
US Bancorp
Minnesota
$326K -$16.5K -1,491 -5%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$229K -$14.7K -1,325 -6%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$188K
RJA
13
Raymond James & Associates
Florida
$182K +$33.2K +3,000 +22%
MFW
14
Mosaic Family Wealth
Missouri
$166K +$985 +89 +0.6%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$160K
LF
16
Lee Financial
Texas
$148K
QWM
17
Quaker Wealth Management
New Jersey
$143K +$2.56K +231 +2%
CSIC
18
Clifford Swan Investment Counsel
California
$139K
RJFSA
19
Raymond James Financial Services Advisors
Florida
$129K +$1.33K +120 +1%
OA
20
Oxbow Advisors
Texas
$126K
SAG
21
Spotlight Asset Group
Illinois
$119K -$4.26K -385 -3%
PCM
22
Poehling Capital Management
Wisconsin
$111K
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$105K
Osaic Holdings
24
Osaic Holdings
Arizona
$97K -$42.8K -3,865 -31%
Citigroup
25
Citigroup
New York
$92K

PFO Hedge Fund Activity: Q2 2020 in Review

34 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q2 2020, worth a combined $9.36M — up 1% from $9.26M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of PFO and 0 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 8 added.

The largest buyer was Private Advisor Group, adding an estimated $101K. The largest seller was First Allied Advisory Services, exiting entirely with an estimated $394K sold.

  • 34 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q2 2020, down from 36 in Q1 2020.
  • Funds reported $9.36M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q2 2020, up 1% quarter-over-quarter.
  • 0 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q2 2020 and 2 closed out, a net change of -2 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q2 2020 was Private Advisor Group, an estimated $101K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q2 2020 was First Allied Advisory Services, an estimated $394K sold.

Based on aggregated 13F filings for Q2 2020.