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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$15.9M +$1.84M +199,859 +13%
CBU
2
CIBC Bancorp USA
Illinois
$5.44M
1CP
3
1607 Capital Partners
Virginia
$1.85M -$1.12M -121,402 -38%
PAG
4
Private Advisor Group
New Jersey
$1.62M -$98.5K -10,716 -6%
Fiera Capital (Canada)
5
Fiera Capital (Canada)
Quebec, Canada
$1.19M +$31.4K +3,413 +3%
Pathstone Holdings
6
Pathstone Holdings
New Jersey
$938K -$1.56M -169,257 -63%
NWMP
7
Noble Wealth Management PBC
Colorado
$927K +$26.8K +2,911 +3%
CEFA
8
Closed-End Fund Advisors
Virginia
$877K +$1.8K +196 +0.2%
DADC
9
D.A. Davidson & Co
Montana
$827K +$38.2K +4,159 +5%
MFG
10
Mustico Financial Group
New York
$757K +$20.6K +2,240 +3%
Morgan Stanley
11
Morgan Stanley
New York
$718K -$158K -17,153 -18%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$591K -$30.8K -3,346 -5%
AW
13
Atlas Wealth
Ohio
$531K +$528K +57,449 New
LPL Financial
14
LPL Financial
California
$505K +$102K +11,110 +26%
AAP
15
Arax Advisory Partners
Colorado
$499K +$458K +49,763 +1,164%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$387K -$5.3K -576 -1%
SFS
17
Sowell Financial Services
Arkansas
$361K
Wells Fargo
18
Wells Fargo
California
$333K -$64.5K -7,019 -16%
SAM
19
Smith Asset Management
Florida
$284K -$10.1K -1,100 -3%
CSIC
20
Clifford Swan Investment Counsel
California
$273K
GC
21
Guggenheim Capital
Illinois
$237K +$230 +25 +0.1%
Osaic Holdings
22
Osaic Holdings
Arizona
$225K +$140K +15,210 +166%
RCM
23
Rivernorth Capital Management
Florida
$208K +$13.7K +1,494 +7%
TI
24
TrueMark Investments
Illinois
$208K +$13.7K +1,494 +7%
LSC
25
Logan Stone Capital
Illinois
$157K +$59.6K +6,480 +62%