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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.68M -$134K -11,304 -7%
PAG
2
Private Advisor Group
New Jersey
$1.12M +$71.2K +5,999 +7%
UBS Group
3
UBS Group
Switzerland
$840K -$16.6K -1,400 -2%
FAAS
4
First Allied Advisory Services
California
$471K +$470K +39,609 New
DADC
5
D.A. Davidson & Co
Montana
$451K +$368 +31 +0.1%
CCM
6
Covington Capital Management
California
$433K
LPL Financial
7
LPL Financial
California
$422K -$28.3K -2,383 -6%
Fifth Third Bancorp
8
Fifth Third Bancorp
Ohio
$412K -$14.1K -1,186 -3%
US Bancorp
9
US Bancorp
Minnesota
$400K +$51.3K +4,320 +15%
Wells Fargo
10
Wells Fargo
California
$361K -$37.9K -3,194 -10%
NFSG
11
Newbridge Financial Services Group
Florida
$250K +$250K +21,036 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$217K -$28.3K -2,385 -12%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$202K
RJA
14
Raymond James & Associates
Florida
$195K
MFW
15
Mosaic Family Wealth
Missouri
$186K +$8.98K +756 +5%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$171K
LF
17
Lee Financial
Texas
$158K
QWM
18
Quaker Wealth Management
New Jersey
$156K +$2.64K +222 +2%
Osaic Holdings
19
Osaic Holdings
Arizona
$152K +$46.7K +3,930 +45%
CSIC
20
Clifford Swan Investment Counsel
California
$149K
RJFSA
21
Raymond James Financial Services Advisors
Florida
$138K -$154 -13 -0.1%
OA
22
Oxbow Advisors
Texas
$130K -$5.11K -430 -4%
SAG
23
Spotlight Asset Group
Illinois
$127K
SFI
24
SPC Financial Inc
Maryland
$126K +$126K +10,600 New
PCM
25
Poehling Capital Management
Wisconsin
$119K