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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.89M +$35.4K +2,839 +2%
PAG
2
Private Advisor Group
New Jersey
$1.18M -$58.2K -4,661 -5%
SXL
3
Summit X LLC
Missouri
$1.15M +$1.09M +87,471 New
UBS Group
4
UBS Group
Switzerland
$920K -$6.2K -497 -0.7%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$569K +$541K +43,340 New
LPL Financial
6
LPL Financial
California
$518K +$50.2K +4,021 +11%
DADC
7
D.A. Davidson & Co
Montana
$493K -$3.94K -316 -0.8%
CCM
8
Covington Capital Management
California
$462K -$15K -1,200 -3%
Wells Fargo
9
Wells Fargo
California
$436K +$37.2K +2,983 +10%
US Bancorp
10
US Bancorp
Minnesota
$433K -$7.96K -638 -2%
NFSG
11
Newbridge Financial Services Group
Florida
$329K +$50.3K +4,029 +19%
CSIC
12
Clifford Swan Investment Counsel
California
$308K +$137K +11,000 +88%
Fifth Third Bancorp
13
Fifth Third Bancorp
Ohio
$228K -$215K -17,246 -50%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$227K -$11.9K -956 -5%
Creative Planning
15
Creative Planning
Kansas
$224K +$213K +17,066 New
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$222K
RJA
17
Raymond James & Associates
Florida
$204K -$9.98K -800 -5%
Osaic Holdings
18
Osaic Holdings
Arizona
$204K +$36.9K +2,961 +23%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$193K +$3.64K +292 +2%
QWM
20
Quaker Wealth Management
New Jersey
$175K +$2.91K +233 +2%
SFI
21
SPC Financial Inc
Maryland
$159K +$18.7K +1,500 +14%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$153K +$1.68K +135 +1%
MFW
23
Mosaic Family Wealth
Missouri
$152K -$50.5K -4,044 -26%
KAS
24
Kestra Advisory Services
Texas
$152K +$147K +11,745 New
OA
25
Oxbow Advisors
Texas
$143K