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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.66M
Morgan Stanley
2
Morgan Stanley
New York
$1.68M +$313K +25,684 +23%
Wells Fargo
3
Wells Fargo
California
$988K -$58K -4,758 -6%
LPL Financial
4
LPL Financial
California
$778K -$76.4K -6,260 -9%
CCM
5
Covington Capital Management
California
$668K -$12.2K -1,000 -2%
CHA
6
Cedar Hill Associates
Illinois
$449K
FAAS
7
First Allied Advisory Services
California
$331K +$26K +2,134 +8%
ICAS
8
Investors Capital Advisory Services
Massachusetts
$298K
VFS
9
VSR Financial Services
Kansas
$232K +$3.61K +296 +2%
Bank of America
10
Bank of America
North Carolina
$164K -$83.4K -6,835 -34%
SI
11
SII Investments
Wisconsin
$145K
Citigroup
12
Citigroup
New York
$128K
DADC
13
D.A. Davidson & Co
Montana
$107K -$123K -10,100 -53%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$62K +$36.6K +3,000 +149%
UBS Group
15
UBS Group
Switzerland
$58K -$99.1K -8,122 -63%
Creative Planning
16
Creative Planning
Kansas
$49K +$6.91K +566 +16%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$39K +$15.2K +1,242 +64%
SF
18
Synovus Financial
Georgia
$26K
AIG
19
American International Group
New York
$25K
RPG
20
Risk Paradigm Group
Texas
$15.3K +$15.4K +1,260 New
FAM
21
Formidable Asset Management
Ohio
$6K
GC
22
Guggenheim Capital
Illinois
-$231K -20,040 Closed
CA
23
Cetera Advisors
Colorado
-$155K -13,200 Closed
WA
24
WFG Advisors
Texas
-$91K -7,884 Closed
NPC
25
National Planning Corporation
California
-$56.7K -4,785 Closed