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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.18M -$9.88K -825 -0.3%
Morgan Stanley
2
Morgan Stanley
New York
$1.11M -$393K -32,815 -24%
LPL Financial
3
LPL Financial
California
$811K +$147K +12,259 +19%
CCM
4
Covington Capital Management
California
$583K
CRC
5
Curi RMB Capital
Illinois
$508K +$572K +47,744 New
CHA
6
Cedar Hill Associates
Illinois
$389K -$3.59K -300 -0.8%
FAAS
7
First Allied Advisory Services
California
$304K +$9.46K +790 +3%
Wells Fargo
8
Wells Fargo
California
$259K -$680K -56,770 -70%
ICAS
9
Investors Capital Advisory Services
Massachusetts
$227K -$37.5K -3,129 -13%
WAM
10
Wolverine Asset Management
Illinois
$214K +$241K +20,138 New
VKH
11
Virtu KCG Holdings
New York
$148K +$166K +13,892 New
VFS
12
VSR Financial Services
Kansas
$143K -$67K -5,595 -29%
Bank of America
13
Bank of America
North Carolina
$129K -$16.6K -1,383 -10%
SI
14
SII Investments
Wisconsin
$126K
TC
15
TFS Capital
Pennsylvania
$122K +$138K +11,506 New
Citigroup
16
Citigroup
New York
$110K
DADC
17
D.A. Davidson & Co
Montana
$93K
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$91K +$103K +8,602 New
UBS Group
19
UBS Group
Switzerland
$72K +$24.2K +2,018 +42%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$53K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$27K -$7.99K -667 -21%
SF
22
Synovus Financial
Georgia
$22K
AIG
23
American International Group
New York
$21.8K
RPG
24
Risk Paradigm Group
Texas
$13.4K
FAM
25
Formidable Asset Management
Ohio
$6K