We are live on ! Find out more
PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.2M -$202K -20,007 -14%
SXL
2
Summit X LLC
Missouri
$700K -$12K -1,184 -2%
PAG
3
Private Advisor Group
New Jersey
$696K +$346K +34,265 +88%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$520K +$37.3K +3,685 +7%
Osaic Holdings
5
Osaic Holdings
Arizona
$495K -$75.8K -7,498 -13%
DADC
6
D.A. Davidson & Co
Montana
$493K +$107K +10,590 +26%
UBS Group
7
UBS Group
Switzerland
$475K -$145K -14,325 -22%
SFI
8
SPC Financial Inc
Maryland
$355K +$32.4K +3,200 +9%
LPL Financial
9
LPL Financial
California
$323K -$12.8K -1,266 -4%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$308K -$32.9K -3,250 -9%
NA
11
NewEdge Advisors
Louisiana
$306K +$30.3K +3,000 +10%
CCM
12
Covington Capital Management
California
$302K
RJA
13
Raymond James & Associates
Florida
$295K -$271K -26,783 -46%
Vanguard Capital Wealth Advisors
14
Vanguard Capital Wealth Advisors
Colorado
$285K
Wells Fargo
15
Wells Fargo
California
$282K +$85.9K +8,500 +40%
CSIC
16
Clifford Swan Investment Counsel
California
$281K
BW
17
Basepoint Wealth
Iowa
$211K +$4.22K +417 +2%
Bank of America
18
Bank of America
North Carolina
$204K
PJSIMP
19
P.J. Schmidt Investment Management (PJS)
Wisconsin
$196K +$202K +20,000 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$182K
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$150K -$19.9K -1,965 -11%
Invesco
22
Invesco
Georgia
$132K +$140K +13,842 New
UCFA
23
United Capital Financial Advisors
Texas
$114K
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$104K
Stifel Financial
25
Stifel Financial
Missouri
$102K