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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.66M
Morgan Stanley
2
Morgan Stanley
New York
$1.51M +$44.3K +3,697 +3%
CHA
3
Cedar Hill Associates
Illinois
$1.35M -$54K -4,500 -4%
LPL Financial
4
LPL Financial
California
$911K -$834K -69,527 -49%
GC
5
Guggenheim Capital
Illinois
$754K -$27.6K -2,297 -4%
CCM
6
Covington Capital Management
California
$697K +$6K +500 +0.9%
Wells Fargo
7
Wells Fargo
California
$349K +$61.7K +5,143 +23%
Bank of America
8
Bank of America
North Carolina
$304K +$4.49K +374 +2%
ICAS
9
Investors Capital Advisory Services
Massachusetts
$304K +$27.1K +2,256 +10%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$263K
FAAS
11
First Allied Advisory Services
California
$242K -$1.48K -123 -0.6%
CA
12
Cetera Advisors
Colorado
$160K
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$158K +$152K +12,655 New
CSIC
14
Clifford Swan Investment Counsel
California
$156K
VFS
15
VSR Financial Services
Kansas
$147K -$15.3K -1,277 -10%
SI
16
SII Investments
Wisconsin
$135K
Citigroup
17
Citigroup
New York
$129K
DADC
18
D.A. Davidson & Co
Montana
$115K +$1.86K +155 +2%
UBS Group
19
UBS Group
Switzerland
$73K +$9.28K +774 +15%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$62K
MFW
21
Mosaic Family Wealth
Missouri
$52K
SF
22
Synovus Financial
Georgia
$48K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$35K
Creative Planning
24
Creative Planning
Kansas
$26K
AG
25
Advisor Group
Arizona
$25K +$24.6K +2,054 New