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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
1
D.A. Davidson & Co
Montana
$1.58M +$203K +25,756 +15%
PAG
2
Private Advisor Group
New Jersey
$1.58M +$24.1K +3,061 +2%
Morgan Stanley
3
Morgan Stanley
New York
$771K -$88.7K -11,278 -10%
SXL
4
Summit X LLC
Missouri
$740K -$30.5K -3,875 -4%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$669K +$124K +15,825 +23%
Osaic Holdings
6
Osaic Holdings
Arizona
$448K -$11.1K -1,415 -2%
CPRC
7
Consolidated Portfolio Review Corp
New York
$380K +$373K +47,407 New
LPL Financial
8
LPL Financial
California
$335K +$77.3K +9,821 +31%
Wells Fargo
9
Wells Fargo
California
$313K +$22.2K +2,818 +8%
Invesco
10
Invesco
Georgia
$295K +$323 +41 +0.1%
NA
11
NewEdge Advisors
Louisiana
$288K +$3.15K +400 +1%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$272K +$133K +16,960 +100%
BW
13
Basepoint Wealth
Iowa
$271K +$4.18K +532 +2%
CSIC
14
Clifford Swan Investment Counsel
California
$236K
Bank of America
15
Bank of America
North Carolina
$226K +$21.3K +2,711 +11%
WAM
16
Wolverine Asset Management
Illinois
$211K +$207K +26,316 New
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$166K -$11.8K -1,500 -7%
SFI
18
SPC Financial Inc
Maryland
$149K -$40.1K -5,100 -22%
RJA
19
Raymond James & Associates
Florida
$140K -$6.3K -801 -4%
UBS Group
20
UBS Group
Switzerland
$118K -$8.1K -1,030 -7%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$116K +$11.5K +1,458 +11%
Mariner
22
Mariner
Kansas
$98.1K
MFWP
23
Mosaic Family Wealth Partners
Missouri
$94.7K
Stifel Financial
24
Stifel Financial
Missouri
$86.2K
QWM
25
Quaker Wealth Management
New Jersey
$85.2K +$1.5K +191 +2%