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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.05M +$55.2K +4,191 +3%
SXL
2
Summit X LLC
Missouri
$1.09M -$18.8K -1,427 -2%
UBS Group
3
UBS Group
Switzerland
$850K +$21.7K +1,648 +3%
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$541K -$10.8K -818 -2%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$522K +$121K +9,172 +29%
DADC
6
D.A. Davidson & Co
Montana
$477K +$8.81K +669 +2%
CCM
7
Covington Capital Management
California
$451K
LPL Financial
8
LPL Financial
California
$439K -$112K -8,532 -20%
Vanguard Capital Wealth Advisors
9
Vanguard Capital Wealth Advisors
Colorado
$385K
Wells Fargo
10
Wells Fargo
California
$372K
Osaic Holdings
11
Osaic Holdings
Arizona
$343K +$119K +9,044 +51%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$306K +$79.3K +6,025 +34%
CSIC
13
Clifford Swan Investment Counsel
California
$302K
MAFM
14
Mid Atlantic Financial Management
Pennsylvania
$295K +$125K +9,500 +70%
SFI
15
SPC Financial Inc
Maryland
$268K +$55.3K +4,200 +25%
RJA
16
Raymond James & Associates
Florida
$222K +$9.91K +753 +5%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$218K
WAM
18
Wolverine Asset Management
Illinois
$187K +$193K +14,643 New
Bank of America
19
Bank of America
North Carolina
$155K -$461 -35 -0.3%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$155K +$1.59K +121 +1%
MFW
21
Mosaic Family Wealth
Missouri
$150K +$513 +39 +0.3%
PAG
22
Private Advisor Group
New Jersey
$150K +$3.38K +257 +2%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$149K +$448 +34 +0.3%
AF
24
Advisornet Financial
Minnesota
$140K
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$140K