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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SXL
1
Summit X LLC
Missouri
$2.44M +$442K +41,086 +22%
Morgan Stanley
2
Morgan Stanley
New York
$1.59M -$27.1K -2,519 -2%
WAM
3
Wolverine Asset Management
Illinois
$1.31M -$160K -14,877 -11%
COLIM
4
City of London Investment Management
United Kingdom
$606K
RCM
5
Robinson Capital Management
Michigan
$554K +$555K +51,547 New
Fifth Third Bancorp
6
Fifth Third Bancorp
Ohio
$504K -$241K -22,406 -32%
US Bancorp
7
US Bancorp
Minnesota
$502K -$63.5K -5,903 -11%
CCM
8
Covington Capital Management
California
$489K -$43.1K -4,000 -8%
Wells Fargo
9
Wells Fargo
California
$452K +$40.5K +3,763 +10%
CHA
10
Cedar Hill Associates
Illinois
$399K -$194K -18,000 -33%
CAN
11
Cetera Advisor Networks
California
$384K +$384K +35,706 New
DADC
12
D.A. Davidson & Co
Montana
$344K +$1.63K +151 +0.5%
HK
13
Horizon Kinetics
New York
$291K +$161K +14,914 +122%
LPL Financial
14
LPL Financial
California
$266K +$60.1K +5,580 +29%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$229K -$34.6K -3,212 -13%
OA
16
Oxbow Advisors
Texas
$207K +$207K +19,219 New
FAAS
17
First Allied Advisory Services
California
$194K
MFW
18
Mosaic Family Wealth
Missouri
$151K +$754 +70 +0.5%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$150K -$7.33K -681 -5%
LF
20
Lee Financial
Texas
$143K
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$140K
CSIC
22
Clifford Swan Investment Counsel
California
$134K
Stifel Financial
23
Stifel Financial
Missouri
$125K -$64.6K -6,000 -34%
PI
24
Parkside Investments
Illinois
$117K
CA
25
Cetera Advisors
Colorado
$116K +$114K +10,585 New