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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.52M -$307K -26,305 -15%
SXL
2
Summit X LLC
Missouri
$1.11M +$158K +13,514 +14%
PAG
3
Private Advisor Group
New Jersey
$786K +$258K +22,056 +38%
UBS Group
4
UBS Group
Switzerland
$704K +$15.3K +1,312 +2%
Wells Fargo
5
Wells Fargo
California
$404K +$5.6K +479 +1%
FAAS
6
First Allied Advisory Services
California
$394K +$52.2K +4,468 +13%
DADC
7
D.A. Davidson & Co
Montana
$393K -$1.3K -111 -0.3%
CCM
8
Covington Capital Management
California
$360K -$11.7K -1,000 -3%
Fifth Third Bancorp
9
Fifth Third Bancorp
Ohio
$354K -$73.9K -6,320 -15%
CAN
10
Cetera Advisor Networks
California
$334K +$394K +33,710 New
LPL Financial
11
LPL Financial
California
$320K +$25.9K +2,216 +7%
US Bancorp
12
US Bancorp
Minnesota
$305K -$31.8K -2,719 -8%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$217K +$18.5K +1,586 +8%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$168K
MFW
15
Mosaic Family Wealth
Missouri
$147K +$912 +78 +0.5%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$143K -$23.7K -2,030 -12%
RJA
17
Raymond James & Associates
Florida
$132K -$13K -1,112 -8%
LF
18
Lee Financial
Texas
$132K
QWM
19
Quaker Wealth Management
New Jersey
$125K +$2.61K +223 +2%
Osaic Holdings
20
Osaic Holdings
Arizona
$125K +$147K +12,595 New
CSIC
21
Clifford Swan Investment Counsel
California
$124K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$117K -$5.45K -466 -4%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$113K +$11.1K +952 +9%
OA
24
Oxbow Advisors
Texas
$112K
SAG
25
Spotlight Asset Group
Illinois
$110K