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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.61M +$414K +36,566 +19%
SXL
2
Summit X LLC
Missouri
$1.29M -$1.48M -130,877 -53%
Fifth Third Bancorp
3
Fifth Third Bancorp
Ohio
$514K -$12.6K -1,114 -2%
CCM
4
Covington Capital Management
California
$434K +$8.48K +750 +2%
DADC
5
D.A. Davidson & Co
Montana
$415K +$32.1K +2,836 +8%
Wells Fargo
6
Wells Fargo
California
$410K -$96.2K -8,501 -19%
FAAS
7
First Allied Advisory Services
California
$395K +$57 +5 +0%
LPL Financial
8
LPL Financial
California
$379K +$23.1K +2,041 +6%
US Bancorp
9
US Bancorp
Minnesota
$355K -$20.6K -1,824 -5%
MFW
10
Mosaic Family Wealth
Missouri
$260K +$101K +8,912 +63%
CAN
11
Cetera Advisor Networks
California
$241K -$31.7K -2,800 -11%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$229K -$3.45K -305 -1%
HKAM
13
Horizon Kinetics Asset Management
New York
$222K +$224K +19,786 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$201K +$1.14K +101 +0.6%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$190K
LF
16
Lee Financial
Texas
$149K
CSIC
17
Clifford Swan Investment Counsel
California
$140K
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$139K
OA
19
Oxbow Advisors
Texas
$131K -$84.8K -7,500 -39%
RJA
20
Raymond James & Associates
Florida
$129K -$6.79K -600 -5%
Stifel Financial
21
Stifel Financial
Missouri
$128K
Citigroup
22
Citigroup
New York
$93K
AF
23
Advisornet Financial
Minnesota
$82K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$77K -$21K -1,853 -21%
UBS Group
25
UBS Group
Switzerland
$72K +$7.86K +695 +12%