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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.03M +$135K +10,424 +7%
SXL
2
Summit X LLC
Missouri
$1.15M -$594 -46 -0.1%
UBS Group
3
UBS Group
Switzerland
$839K -$81.8K -6,331 -9%
LPL Financial
4
LPL Financial
California
$602K +$81K +6,271 +16%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$561K -$9.61K -744 -2%
DADC
6
D.A. Davidson & Co
Montana
$495K +$400 +31 +0.1%
CCM
7
Covington Capital Management
California
$463K
US Bancorp
8
US Bancorp
Minnesota
$438K +$3.67K +284 +0.9%
Wells Fargo
9
Wells Fargo
California
$430K -$7.98K -618 -2%
Vanguard Capital Wealth Advisors
10
Vanguard Capital Wealth Advisors
Colorado
$400K +$388K +30,000 New
NFSG
11
Newbridge Financial Services Group
Florida
$382K +$51.7K +3,999 +16%
CSIC
12
Clifford Swan Investment Counsel
California
$309K
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$241K +$236K +18,276 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$234K +$6.42K +497 +3%
Creative Planning
15
Creative Planning
Kansas
$225K
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$224K
Osaic Holdings
17
Osaic Holdings
Arizona
$220K +$14.6K +1,130 +7%
RJA
18
Raymond James & Associates
Florida
$205K
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$193K
SFI
20
SPC Financial Inc
Maryland
$171K +$11.6K +900 +7%
PAG
21
Private Advisor Group
New Jersey
$158K -$1M -77,774 -87%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$156K +$1.58K +122 +1%
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$155K -$72.3K -5,600 -32%
MFW
24
Mosaic Family Wealth
Missouri
$153K +$568 +44 +0.4%
AF
25
Advisornet Financial
Minnesota
$144K