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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.61M -$10.9K -981 -0.3%
Morgan Stanley
2
Morgan Stanley
New York
$1.1M -$140K -12,609 -11%
LPL Financial
3
LPL Financial
California
$744K -$15.7K -1,409 -2%
Wells Fargo
4
Wells Fargo
California
$737K -$838K -75,237 -53%
CCM
5
Covington Capital Management
California
$650K -$27.8K -2,500 -4%
CHA
6
Cedar Hill Associates
Illinois
$505K -$95.8K -8,600 -16%
SIA
7
Sit Investment Associates
Minnesota
$445K -$294K -26,424 -39%
GC
8
Guggenheim Capital
Illinois
$279K -$24.1K -2,164 -8%
Bank of America
9
Bank of America
North Carolina
$267K +$83.6K +7,503 +44%
ICAS
10
Investors Capital Advisory Services
Massachusetts
$253K
VFS
11
VSR Financial Services
Kansas
$218K -$2.76K -248 -1%
DADC
12
D.A. Davidson & Co
Montana
$205K +$50.1K +4,500 +31%
WAM
13
Wolverine Asset Management
Illinois
$191K +$197K +17,646 New
SI
14
SII Investments
Wisconsin
$128K
Citigroup
15
Citigroup
New York
$112K
U
16
UBS
Switzerland
$108K -$171K -15,354 -61%
WA
17
WFG Advisors
Texas
$86K
MAS
18
Madden Advisory Services
Florida
$66K
SF
19
Synovus Financial
Georgia
$23K
AIG
20
American International Group
New York
$22.3K
EWM
21
Elite Wealth Management
Washington
$22K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$22K +$145 +13 +0.7%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$21K -$11.1K -1,000 -34%
Creative Planning
24
Creative Planning
Kansas
$21K
FCCM
25
First City Capital Management
Georgia
$6.99K