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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.68M -$157K -13,650 -9%
SXL
2
Summit X LLC
Missouri
$863K -$89.4K -7,764 -9%
UBS Group
3
UBS Group
Switzerland
$738K +$4.09K +355 +0.6%
Osaic Holdings
4
Osaic Holdings
Arizona
$684K +$37.2K +3,229 +6%
RJA
5
Raymond James & Associates
Florida
$665K +$426K +37,027 +178%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$585K +$47.4K +4,121 +9%
DADC
7
D.A. Davidson & Co
Montana
$474K +$40K +3,475 +9%
PAG
8
Private Advisor Group
New Jersey
$447K +$274K +23,825 +159%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$409K -$86K -7,474 -17%
LPL Financial
10
LPL Financial
California
$404K -$20.4K -1,771 -5%
SFI
11
SPC Financial Inc
Maryland
$392K +$56.4K +4,900 +17%
CCM
12
Covington Capital Management
California
$365K
Vanguard Capital Wealth Advisors
13
Vanguard Capital Wealth Advisors
Colorado
$345K
CSIC
14
Clifford Swan Investment Counsel
California
$339K
NA
15
NewEdge Advisors
Louisiana
$336K +$47.2K +4,100 +16%
BW
16
Basepoint Wealth
Iowa
$250K +$4.67K +406 +2%
Bank of America
17
Bank of America
North Carolina
$246K -$72.4K -6,289 -23%
Wells Fargo
18
Wells Fargo
California
$243K -$88.3K -7,673 -27%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$221K
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$204K +$725 +63 +0.4%
QWM
21
Quaker Wealth Management
New Jersey
$167K +$3.11K +270 +2%
UCFA
22
United Capital Financial Advisors
Texas
$138K +$138K +12,000 New
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$135K +$460 +40 +0.3%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$126K
Stifel Financial
25
Stifel Financial
Missouri
$123K