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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.39M -$454K -44,895 -12%
SIA
2
Sit Investment Associates
Minnesota
$1.95M +$1.2M +118,847 +160%
Morgan Stanley
3
Morgan Stanley
New York
$798K +$214K +21,121 +36%
CHA
4
Cedar Hill Associates
Illinois
$705K -$34.4K -3,400 -5%
CCM
5
Covington Capital Management
California
$627K
LPL Financial
6
LPL Financial
California
$503K +$59.2K +5,853 +13%
GC
7
Guggenheim Capital
Illinois
$447K -$44.6K -4,414 -9%
VFS
8
VSR Financial Services
Kansas
$223K +$5.65K +559 +3%
ICAS
9
Investors Capital Advisory Services
Massachusetts
$223K +$17.8K +1,763 +9%
Wells Fargo
10
Wells Fargo
California
$220K +$50.1K +4,951 +29%
SI
11
SII Investments
Wisconsin
$197K -$20.2K -2,000 -9%
WAM
12
Wolverine Asset Management
Illinois
$194K +$37.6K +3,714 +24%
U
13
UBS
Switzerland
$171K
DADC
14
D.A. Davidson & Co
Montana
$134K +$135K +13,390 New
PRCM
15
Pine River Capital Management
Minnesota
$103K +$104K +10,282 New
Citigroup
16
Citigroup
New York
$101K +$2.3K +227 +2%
Creative Planning
17
Creative Planning
Kansas
$100K
WA
18
WFG Advisors
Texas
$79K
Bank of America
19
Bank of America
North Carolina
$67K
CAPTRUST Financial Advisors
20
CAPTRUST Financial Advisors
North Carolina
$50K +$50.6K +5,000 New
AIG
21
American International Group
New York
$30.8K +$20.8K +2,054 +205%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$30K +$5.06K +500 +20%
SF
23
Synovus Financial
Georgia
$22K
EWM
24
Elite Wealth Management
Washington
$20K
FAM
25
Formidable Asset Management
Ohio
$6K