Pine River Capital Management’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

Pine River Capital Management’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-10,282	Closed	-$103K	–	710
2013 Q4	$103K	Buy	+10,282	New	+$104K	﹤0.01%	622

Other funds holding PFO

Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CHA

Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

ICAS

Investors Capital Advisory Services Lynnfield, Massachusetts $521M AUM 1.51% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

Pine River Capital Management's PFO Position: Q1 2014 in Review

Pine River Capital Management sold out of Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) in Q1 2014, closing a stake of 10,282 shares — an estimated $103K sold.

Pine River Capital Management first reported a position in PFO in Q4 2013 and held it in 1 quarter. The position peaked at $103K in Q4 2013. 24 funds tracked by Wall St. Rank hold PFO as of Q1 2014.

Pine River Capital Management reported no remaining Flaherty & Crumrine Preferred and Income Opportunity Fund position as of Q1 2014 after selling out during the quarter.
Pine River Capital Management sold 10,282 Flaherty & Crumrine Preferred and Income Opportunity Fund shares in Q1 2014, an estimated $103K.
Pine River Capital Management first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q4 2013 and held it in 1 quarter.
Pine River Capital Management's Flaherty & Crumrine Preferred and Income Opportunity Fund position peaked at $103K in Q4 2013.
24 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q1 2014.

Based on Pine River Capital Management's 13F filing for Q1 2014, filed 15 May 2014.