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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SXL
1
Summit X LLC
Missouri
$2.08M -$51.3K -4,250 -2%
Morgan Stanley
2
Morgan Stanley
New York
$1.72M +$1.8K +149 +0.1%
Fifth Third Bancorp
3
Fifth Third Bancorp
Ohio
$1.71M -$35.3K -2,926 -2%
CCM
4
Covington Capital Management
California
$575K -$24.1K -2,000 -4%
US Bancorp
5
US Bancorp
Minnesota
$541K +$165K +13,674 +43%
GC
6
Guggenheim Capital
Illinois
$529K -$23.1K -1,914 -4%
LCM
7
Laurion Capital Management
New York
$487K +$498K +41,254 New
CAN
8
Cetera Advisor Networks
California
$405K +$141K +11,696 +52%
Wells Fargo
9
Wells Fargo
California
$357K -$10.3K -851 -3%
Invesco
10
Invesco
Georgia
$344K -$3.22K -267 -0.9%
PI
11
Parkside Investments
Illinois
$273K -$13.3K -1,100 -5%
DADC
12
D.A. Davidson & Co
Montana
$260K +$18.8K +1,560 +8%
FAAS
13
First Allied Advisory Services
California
$217K -$2.25K -187 -1%
LPL Financial
14
LPL Financial
California
$215K -$50.5K -4,186 -19%
AGM
15
Alpine Global Management
New York
$178K +$182K +15,105 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$172K -$93K -7,708 -35%
MFW
17
Mosaic Family Wealth
Missouri
$165K +$772 +64 +0.5%
LF
18
Lee Financial
Texas
$157K
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$154K
CA
20
Cetera Advisors
Colorado
$151K
CSIC
21
Clifford Swan Investment Counsel
California
$148K
HK
22
Horizon Kinetics
New York
$144K
Stifel Financial
23
Stifel Financial
Missouri
$141K +$145K +12,000 New
WAM
24
Wolverine Asset Management
Illinois
$137K +$140K +11,603 New
PAG
25
Private Advisor Group
New Jersey
$134K -$219K -18,180 -61%