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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$13.7M +$1.81M +191,760 +14%
CBU
2
CIBC Bancorp USA
Illinois
$5.32M +$5.55M +588,511 New
AAM
3
Advisors Asset Management
Colorado
$3.17M +$386K +40,933 +13%
1CP
4
1607 Capital Partners
Virginia
$2.91M +$550K +58,336 +22%
Pathstone Holdings
5
Pathstone Holdings
New Jersey
$2.45M -$650K -68,845 -20%
PAG
6
Private Advisor Group
New Jersey
$1.68M -$35.7K -3,787 -2%
Fiera Capital (Canada)
7
Fiera Capital (Canada)
Quebec, Canada
$1.13M -$43.4K -4,602 -4%
NWMP
8
Noble Wealth Management PBC
Colorado
$881K +$19.9K +2,104 +2%
Morgan Stanley
9
Morgan Stanley
New York
$857K +$41.3K +4,377 +5%
CEFA
10
Closed-End Fund Advisors
Virginia
$856K -$14K -1,489 -2%
DADC
11
D.A. Davidson & Co
Montana
$771K -$1.71K -181 -0.2%
MFG
12
Mustico Financial Group
New York
$754K +$689 +73 +0.1%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$608K +$39.6K +4,194 +7%
LPL Financial
14
LPL Financial
California
$393K +$26.1K +2,765 +7%
Wells Fargo
15
Wells Fargo
California
$389K -$37K -3,920 -8%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$384K -$3.16K -335 -0.8%
SFS
17
Sowell Financial Services
Arkansas
$353K
SAM
18
Smith Asset Management
Florida
$288K +$300K +31,818 New
CSIC
19
Clifford Swan Investment Counsel
California
$267K
GC
20
Guggenheim Capital
Illinois
$232K +$10.1K +1,069 +4%
IAA
21
Independent Advisor Alliance
North Carolina
$200K +$209K +22,140 New
RCM
22
Rivernorth Capital Management
Florida
$190K -$856K -90,702 -81%
TI
23
TrueMark Investments
Illinois
$190K -$468K -49,654 -70%
CCG
24
Catalina Capital Group
California
$170K
Invesco
25
Invesco
Georgia
$167K -$219K -23,200 -56%