We are live on ! Find out more
PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.08M +$19.3K +1,451 +0.9%
SXL
2
Summit X LLC
Missouri
$1.16M -$7.97K -600 -0.7%
UBS Group
3
UBS Group
Switzerland
$863K +$11.6K +874 +1%
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$574K +$5.31K +400 +0.9%
LPL Financial
5
LPL Financial
California
$571K -$39.7K -2,990 -7%
DADC
6
D.A. Davidson & Co
Montana
$488K -$13.7K -1,034 -3%
NFSG
7
Newbridge Financial Services Group
Florida
$474K +$85.4K +6,429 +22%
CCM
8
Covington Capital Management
California
$470K – – –
US Bancorp
9
US Bancorp
Minnesota
$445K – – –
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$421K +$176K +13,249 +72%
Vanguard Capital Wealth Advisors
11
Vanguard Capital Wealth Advisors
Colorado
$400K – – –
Wells Fargo
12
Wells Fargo
California
$387K -$48.6K -3,662 -11%
CSIC
13
Clifford Swan Investment Counsel
California
$313K – – –
Creative Planning
14
Creative Planning
Kansas
$243K +$15.2K +1,141 +7%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$238K +$983 +74 +0.4%
Osaic Holdings
16
Osaic Holdings
Arizona
$237K +$13.3K +1,000 +6%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$226K – – –
SFI
18
SPC Financial Inc
Maryland
$223K +$49.1K +3,700 +28%
RJA
19
Raymond James & Associates
Florida
$221K +$13.3K +1,000 +6%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$202K +$6.15K +463 +3%
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$180K +$179K +13,500 New
Bank of America
22
Bank of America
North Carolina
$162K +$37.7K +2,837 +31%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$159K +$1.55K +117 +1%
MFW
24
Mosaic Family Wealth
Missouri
$156K +$505 +38 +0.3%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$155K +$15.2K +1,147 +11%
1
2