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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.13M +$76.2K +6,282 +3%
SXL
2
Summit X LLC
Missouri
$1.22M -$71.8K -5,915 -6%
PAG
3
Private Advisor Group
New Jersey
$685K +$12.4K +1,020 +2%
Fifth Third Bancorp
4
Fifth Third Bancorp
Ohio
$515K -$45K -3,705 -8%
DADC
5
D.A. Davidson & Co
Montana
$469K +$1.66K +137 +0.4%
CCM
6
Covington Capital Management
California
$457K -$24.3K -2,000 -5%
Wells Fargo
7
Wells Fargo
California
$451K -$7.58K -625 -2%
US Bancorp
8
US Bancorp
Minnesota
$417K +$20K +1,648 +5%
FAAS
9
First Allied Advisory Services
California
$405K -$24.2K -1,995 -6%
LPL Financial
10
LPL Financial
California
$379K +$1.55K +128 +0.4%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$247K +$25.8K +2,124 +12%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$214K -$14.9K -1,231 -7%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$208K
TPWA
14
TRUE Private Wealth Advisors
Oregon
$206K
MFW
15
Mosaic Family Wealth
Missouri
$179K -$176K -14,503 -50%
RJA
16
Raymond James & Associates
Florida
$177K +$24.3K +2,000 +16%
LF
17
Lee Financial
Texas
$163K
CSIC
18
Clifford Swan Investment Counsel
California
$153K
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$151K
OA
20
Oxbow Advisors
Texas
$139K
Stifel Financial
21
Stifel Financial
Missouri
$139K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$138K +$48.5K +4,000 +55%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$127K -$15.1K -1,246 -11%
Citigroup
24
Citigroup
New York
$102K
AG
25
Advisor Group
Arizona
$90K +$25.6K +2,110 +40%