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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.14M -$24K -2,250 -0.8%
LPL Financial
2
LPL Financial
California
$1.5M +$738K +69,106 +96%
Morgan Stanley
3
Morgan Stanley
New York
$994K +$78.9K +7,389 +9%
GC
4
Guggenheim Capital
Illinois
$577K +$288K +26,977 +100%
CCM
5
Covington Capital Management
California
$504K -$81.2K -7,600 -14%
CHA
6
Cedar Hill Associates
Illinois
$375K
Bank of America
7
Bank of America
North Carolina
$305K -$150 -14 -0%
FAAS
8
First Allied Advisory Services
California
$281K -$25.2K -2,355 -8%
Wells Fargo
9
Wells Fargo
California
$243K +$3.37K +315 +1%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$224K +$101K +9,470 +82%
ICAS
11
Investors Capital Advisory Services
Massachusetts
$223K -$4.83K -452 -2%
FFA
12
First Foundation Advisors
California
$213K -$291K -27,218 -58%
SIA
13
Sit Investment Associates
Minnesota
$208K -$124K -11,641 -37%
PAG
14
Private Advisor Group
New Jersey
$182K +$69.6K +6,512 +62%
CRC
15
Curi RMB Capital
Illinois
$164K -$177K -16,565 -52%
VFS
16
VSR Financial Services
Kansas
$137K +$2.73K +256 +2%
SI
17
SII Investments
Wisconsin
$114K -$5.34K -500 -4%
Citigroup
18
Citigroup
New York
$110K
DADC
19
D.A. Davidson & Co
Montana
$96K +$3.21K +300 +3%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$53K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$45K +$18.3K +1,716 +68%
Creative Planning
22
Creative Planning
Kansas
$43K
MFW
23
Mosaic Family Wealth
Missouri
$43K +$43.6K +4,084 New
UBS Group
24
UBS Group
Switzerland
$37K -$342 -32 -0.9%
SF
25
Synovus Financial
Georgia
$23K