Ladenburg Thalmann Financial Services’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$27K	Hold	2,202	–	–	﹤0.01%	3961
2019 Q3	$27K	Sell	2,202 -779	-26%	-$9.45K	﹤0.01%	3845
2019 Q2	$35K	Buy	2,981 +16	+0.5%	+$184	﹤0.01%	3703
2019 Q1	$33K	Buy	2,965 +930	+46%	+$10.5K	﹤0.01%	3685
2018 Q4	$21K	Hold	2,035	–	–	﹤0.01%	3847
2018 Q3	$24K	Hold	2,035	–	–	﹤0.01%	3806
2018 Q2	$22K	Hold	2,035	–	–	﹤0.01%	3778
2018 Q1	$22K	Buy	2,035 +305	+18%	+$3.4K	﹤0.01%	3778
2017 Q4	$20K	Buy	1,730 +930	+116%	+$11.2K	﹤0.01%	3806
2017 Q3	$10K	Hold	800	–	–	﹤0.01%	4090
2017 Q2	$10K	Sell	800 -1,213	-60%	-$14.9K	﹤0.01%	4013
2017 Q1	$24K	Hold	2,013	–	–	﹤0.01%	3437
2016 Q4	$22K	Hold	2,013	–	–	﹤0.01%	3428
2016 Q3	$23K	Sell	2,013 -3,000	-60%	-$36.8K	﹤0.01%	3308
2016 Q2	$62K	Hold	5,013	–	–	﹤0.01%	2516
2016 Q1	$59K	Hold	5,013	–	–	﹤0.01%	2465
2015 Q4	$53K	Hold	5,013	–	–	﹤0.01%	2511
2015 Q3	$52K	Hold	5,013	–	–	﹤0.01%	2437
2015 Q2	$53K	Hold	5,013	–	–	﹤0.01%	2545
2015 Q1	$62K	Buy	5,013 +3,000	+149%	+$36.6K	﹤0.01%	2413
2014 Q4	$23K	Hold	2,013	–	–	﹤0.01%	2902
2014 Q3	$22K	Buy	2,013 +13	+0.7%	+$145	﹤0.01%	2598
2014 Q2	$23K	Buy	+2,000	New	+$23.2K	﹤0.01%	2552

Other funds holding PFO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SXL

Summit X LLC Chesterfield, Missouri $536M AUM 15.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Fifth Third Bancorp Cincinnati, Ohio $61.7B AUM 33.76% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PFO Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) position steady in Q4 2019 at 2,202 shares worth $27K. The position accounts for ﹤0.01% of the portfolio, ranked #3961.

Ladenburg Thalmann Financial Services first reported a position in PFO in Q2 2014 and has held it in 23 quarters since. The position peaked at $62K in Q2 2016. 37 funds tracked by Wall St. Rank hold PFO as of Q4 2019.

Ladenburg Thalmann Financial Services held 2,202 shares of Flaherty & Crumrine Preferred and Income Opportunity Fund worth $27K as of Q4 2019.
Ladenburg Thalmann Financial Services left its Flaherty & Crumrine Preferred and Income Opportunity Fund share count unchanged in Q4 2019.
Flaherty & Crumrine Preferred and Income Opportunity Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3961 holding.
Ladenburg Thalmann Financial Services first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q2 2014 and has held it in 23 quarters since.
Ladenburg Thalmann Financial Services's Flaherty & Crumrine Preferred and Income Opportunity Fund position peaked at $62K in Q2 2016.
37 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.