PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

40 hedge funds and large institutions have $12.6M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2018 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
+1
Holders Change %
+2.56%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
6
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Robinson Capital Management
Michigan
+$554K
2
SXL
Summit X LLC
Missouri
+$442K
3
CAN
Cetera Advisor Networks
California
+$384K
4
OA
Oxbow Advisors
Texas
+$207K
5
HK
Horizon Kinetics
New York
+$160K

Top Sellers

1
PAG
Private Advisor Group
New Jersey
-$275K
2
Fifth Third Bancorp
Fifth Third Bancorp
Ohio
-$241K
3
CHA
Cedar Hill Associates
Illinois
-$194K
4
GC
Guggenheim Capital
Illinois
-$175K
5
WAM
Wolverine Asset Management
Illinois
-$160K
Name Holding Trade Value Shares
Change 		Shares
Change %
SXL
1
Summit X LLC
Missouri
$2.44M +$442K +41,086 +22%
Morgan Stanley
2
Morgan Stanley
New York
$1.59M -$27.1K -2,519 -2%
WAM
3
Wolverine Asset Management
Illinois
$1.31M -$160K -14,877 -11%
COLIM
4
City of London Investment Management
United Kingdom
$606K – – –
RCM
5
Robinson Capital Management
Michigan
$554K +$554K +51,547 New
Fifth Third Bancorp
6
Fifth Third Bancorp
Ohio
$504K -$241K -22,406 -32%
US Bancorp
7
US Bancorp
Minnesota
$502K -$63.5K -5,903 -11%
CCM
8
Covington Capital Management
California
$489K -$43K -4,000 -8%
Wells Fargo
9
Wells Fargo
California
$452K +$40.4K +3,763 +10%
CHA
10
Cedar Hill Associates
Illinois
$399K -$194K -18,000 -33%
CAN
11
Cetera Advisor Networks
California
$384K +$384K +35,706 New
DADC
12
D.A. Davidson & Co
Montana
$344K +$1.62K +151 +0.5%
HK
13
Horizon Kinetics
New York
$291K +$160K +14,914 +122%
LPL Financial
14
LPL Financial
California
$266K +$59.9K +5,580 +29%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$229K -$34.5K -3,212 -13%
OA
16
Oxbow Advisors
Texas
$207K +$207K +19,219 New
FAAS
17
First Allied Advisory Services
California
$194K – – –
MFW
18
Mosaic Family Wealth
Missouri
$151K +$751 +70 +0.5%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$150K -$7.34K -681 -5%
LF
20
Lee Financial
Texas
$143K – – –
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$140K – – –
CSIC
22
Clifford Swan Investment Counsel
California
$134K – – –
Stifel Financial
23
Stifel Financial
Missouri
$125K -$65.2K -6,000 -34%
PI
24
Parkside Investments
Illinois
$117K – – –
CA
25
Cetera Advisors
Colorado
$116K +$116K +10,585 New
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