Horizon Kinetics’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

Horizon Kinetics’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$213K	Sell	20,228 -6,292	-24%	-$70K	0.01%	429
2018 Q3	$309K	Sell	26,520 -574	-2%	-$6.64K	0.01%	422
2018 Q2	$291K	Buy	27,094 +14,914	+122%	+$161K	0.01%	427
2018 Q1	$132K	Hold	12,180	–	–	﹤0.01%	484
2017 Q4	$144K	Hold	12,180	–	–	﹤0.01%	483
2017 Q3	$149K	Hold	12,180	–	–	﹤0.01%	480
2017 Q2	$153K	Sell	12,180 -110	-0.9%	-$1.35K	0.01%	493
2017 Q1	$146K	Hold	12,290	–	–	﹤0.01%	485
2016 Q4	$137K	Buy	+12,290	New	+$135K	﹤0.01%	487

Other funds holding PFO

Summit X LLC Chesterfield, Missouri $536M AUM 15.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Fifth Third Bancorp

Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return