Horizon Kinetics’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

Horizon Kinetics’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$213K	Sell	20,228 -6,292	-24%	-$70K	0.01%	429
2018 Q3	$309K	Sell	26,520 -574	-2%	-$6.64K	0.01%	422
2018 Q2	$291K	Buy	27,094 +14,914	+122%	+$161K	0.01%	427
2018 Q1	$132K	Hold	12,180	–	–	﹤0.01%	484
2017 Q4	$144K	Hold	12,180	–	–	﹤0.01%	483
2017 Q3	$149K	Hold	12,180	–	–	﹤0.01%	480
2017 Q2	$153K	Sell	12,180 -110	-0.9%	-$1.35K	0.01%	493
2017 Q1	$146K	Hold	12,290	–	–	﹤0.01%	485
2016 Q4	$137K	Buy	+12,290	New	+$135K	﹤0.01%	487

Other funds holding PFO

SXL

Summit X LLC Chesterfield, Missouri $536M AUM 15.36% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Fifth Third Bancorp Cincinnati, Ohio $61.7B AUM 33.76% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $91.6B AUM 29.2% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Horizon Kinetics's PFO Position: Q4 2018 in Review

Horizon Kinetics reduced its Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) stake by 24% in Q4 2018, selling an estimated $70K and leaving 20,228 shares worth $213K. The position accounts for 0.01% of the portfolio, ranked #429.

Horizon Kinetics first reported a position in PFO in Q4 2016 and has held it in 9 quarters since. The position peaked at $309K in Q3 2018. 37 funds tracked by Wall St. Rank hold PFO as of Q4 2018.

Horizon Kinetics held 20,228 shares of Flaherty & Crumrine Preferred and Income Opportunity Fund worth $213K as of Q4 2018.
Horizon Kinetics sold 6,292 Flaherty & Crumrine Preferred and Income Opportunity Fund shares in Q4 2018, an estimated $70K.
Flaherty & Crumrine Preferred and Income Opportunity Fund made up 0.01% of Horizon Kinetics's portfolio in Q4 2018, its #429 holding.
Horizon Kinetics first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q4 2016 and has held it in 9 quarters since.
Horizon Kinetics's Flaherty & Crumrine Preferred and Income Opportunity Fund position peaked at $309K in Q3 2018.
37 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.