PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

32 hedge funds and large institutions have $12.1M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
+1
Holders Change %
+3.23%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
SXL
1
Summit X LLC
Missouri
$2.21M +$18.8K +1,536 +0.9%
Fifth Third Bancorp
2
Fifth Third Bancorp
Ohio
$1.81M -$71.8K -5,862 -4%
Morgan Stanley
3
Morgan Stanley
New York
$1.78M -$80K -6,527 -4%
CHA
4
Cedar Hill Associates
Illinois
$736K -$36.7K -3,000 -5%
CCM
5
Covington Capital Management
California
$621K -$61.2K -5,000 -9%
GC
6
Guggenheim Capital
Illinois
$570K -$18.1K -1,484 -3%
US Bancorp
7
US Bancorp
Minnesota
$393K +$31.8K +2,600 +9%
Wells Fargo
8
Wells Fargo
California
$380K +$5.36K +438 +1%
Invesco
9
Invesco
Georgia
$360K -$15.3K -1,246 -4%
PAG
10
Private Advisor Group
New Jersey
$359K +$37.9K +3,129 +12%
PI
11
Parkside Investments
Illinois
$297K -$66.7K -5,450 -18%
CAN
12
Cetera Advisor Networks
California
$277K +$277K +22,410 New
LPL Financial
13
LPL Financial
California
$274K -$53.6K -4,380 -16%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$273K +$94.6K +7,710 +53%
DADC
15
D.A. Davidson & Co
Montana
$250K +$37.3K +3,050 +18%
FAAS
16
First Allied Advisory Services
California
$224K
MFW
17
Mosaic Family Wealth
Missouri
$170K +$796 +65 +0.5%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$160K
CA
19
Cetera Advisors
Colorado
$155K
CSIC
20
Clifford Swan Investment Counsel
California
$153K
HK
21
Horizon Kinetics
New York
$149K
Citigroup
22
Citigroup
New York
$101K
Bank of America
23
Bank of America
North Carolina
$100K +$11.6K +949 +13%
SF
24
Synovus Financial
Georgia
$64K +$64K +14,269 New
UBS Group
25
UBS Group
Switzerland
$59K -$6.56K -534 -10%