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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

37 hedge funds and large institutions have $10.7M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2018 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

3% more funds holding

Funds holding: 3637 (+1)

0.65% more ownership

Funds ownership: 7.47%8.12% (+0.65%)

2% less capital invested

Capital invested by funds: $10.9M → $10.7M (-$178K)

17% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 12

Holders
37
Holders Change
+1
Holders Change %
+2.78%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
10
Reduced
12
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SXL
1
Summit X LLC
Missouri
$2.59M +$218K +19,599 +9%
Morgan Stanley
2
Morgan Stanley
New York
$2.07M +$491K +44,179 +29%
Fifth Third Bancorp
3
Fifth Third Bancorp
Ohio
$494K
Wells Fargo
4
Wells Fargo
California
$475K -$27.4K -2,462 -5%
CCM
5
Covington Capital Management
California
$400K -$22.2K -2,000 -5%
FAAS
6
First Allied Advisory Services
California
$375K +$125K +11,245 +47%
PAG
7
Private Advisor Group
New Jersey
$365K -$76.5K -6,884 -17%
DADC
8
D.A. Davidson & Co
Montana
$359K +$16.7K +1,500 +5%
US Bancorp
9
US Bancorp
Minnesota
$352K -$127K -11,420 -25%
LPL Financial
10
LPL Financial
California
$334K -$12.8K -1,153 -4%
CAN
11
Cetera Advisor Networks
California
$259K
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$218K +$230K +20,687 New
HK
13
Horizon Kinetics
New York
$213K -$70K -6,292 -24%
OA
14
Oxbow Advisors
Texas
$202K
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$188K +$49.9K +4,485 +33%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$178K +$89K +8,000 +89%
MFW
17
Mosaic Family Wealth
Missouri
$150K +$278 +25 +0.2%
MAFM
18
Mid Atlantic Financial Management
Pennsylvania
$145K +$153K +13,800 New
LF
19
Lee Financial
Texas
$140K
CSIC
20
Clifford Swan Investment Counsel
California
$132K
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$130K -$7.35K -661 -5%
RJA
22
Raymond James & Associates
Florida
$127K +$7.47K +672 +6%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$122K +$8.35K +751 +7%
Stifel Financial
24
Stifel Financial
Missouri
$121K -$2.78K -250 -2%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$92K -$1.69K -152 -2%

PFO Hedge Fund Activity: Q4 2018 in Review

37 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q4 2018, worth a combined $10.7M — down 1.6% from $10.9M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new PFO positions and 1 closed out — a net gain of 1 holder — while 10 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $491K. The largest seller was US Bancorp, cutting an estimated $127K.

  • 37 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q4 2018, up from 36 in Q3 2018.
  • Funds reported $10.7M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q4 2018, down 1.6% quarter-over-quarter.
  • 2 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q4 2018 and 1 closed out, a net change of +1 holder.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q4 2018 was Morgan Stanley, an estimated $491K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q4 2018 was US Bancorp, an estimated $127K sold.

Based on aggregated 13F filings for Q4 2018.