PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

37 hedge funds and large institutions have $10.7M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2018 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
+1
Holders Change %
+2.78%
% of All Funds
0.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
10
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$465K
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$218K
3
SXL
Summit X LLC
Missouri
+$207K
4
FAAS
First Allied Advisory Services
California
+$119K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$84K

Top Sellers

1
US Bancorp
US Bancorp
Minnesota
-$120K
2
PI
Parkside Investments
Illinois
-$116K
3
PAG
Private Advisor Group
New Jersey
-$72.5K
4
HK
Horizon Kinetics
New York
-$66.3K
5
Wells Fargo
Wells Fargo
California
-$26K
Name Holding Trade Value Shares
Change 		Shares
Change %
SXL
1
Summit X LLC
Missouri
$2.59M +$207K +19,599 +9%
Morgan Stanley
2
Morgan Stanley
New York
$2.07M +$465K +44,179 +29%
Fifth Third Bancorp
3
Fifth Third Bancorp
Ohio
$494K – – –
Wells Fargo
4
Wells Fargo
California
$475K -$26K -2,462 -5%
CCM
5
Covington Capital Management
California
$400K -$21.1K -2,000 -5%
FAAS
6
First Allied Advisory Services
California
$375K +$119K +11,245 +47%
PAG
7
Private Advisor Group
New Jersey
$365K -$72.5K -6,884 -17%
DADC
8
D.A. Davidson & Co
Montana
$359K +$15.8K +1,500 +5%
US Bancorp
9
US Bancorp
Minnesota
$352K -$120K -11,420 -25%
LPL Financial
10
LPL Financial
California
$334K -$12.1K -1,153 -4%
CAN
11
Cetera Advisor Networks
California
$259K – – –
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$218K +$218K +20,687 New
HK
13
Horizon Kinetics
New York
$213K -$66.3K -6,292 -24%
OA
14
Oxbow Advisors
Texas
$202K – – –
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$188K +$47.1K +4,485 +33%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$178K +$84K +8,000 +89%
MFW
17
Mosaic Family Wealth
Missouri
$150K +$264 +25 +0.2%
MAFM
18
Mid Atlantic Financial Management
Pennsylvania
$145K +$145K +13,800 New
LF
19
Lee Financial
Texas
$140K – – –
CSIC
20
Clifford Swan Investment Counsel
California
$132K – – –
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$130K -$6.94K -661 -5%
RJA
22
Raymond James & Associates
Florida
$127K +$7.08K +672 +6%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$122K +$7.94K +751 +7%
Stifel Financial
24
Stifel Financial
Missouri
$121K -$2.63K -250 -2%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$92K -$1.6K -152 -2%
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