PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

39 hedge funds and large institutions have $11.9M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2018 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
+4
Holders Change %
+11.43%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
15
Reduced
6
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
Wolverine Asset Management
Illinois
+$1.36M
2
COLIM
City of London Investment Management
United Kingdom
+$612K
3
CHA
Cedar Hill Associates
Illinois
+$598K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$267K
5
PAG
Private Advisor Group
New Jersey
+$150K

Top Sellers

1
Fifth Third Bancorp
Fifth Third Bancorp
Ohio
-$816K
2
LCM
Laurion Capital Management
New York
-$487K
3
CAN
Cetera Advisor Networks
California
-$405K
4
Invesco
Invesco
Georgia
-$344K
5
GC
Guggenheim Capital
Illinois
-$311K
Name Holding Trade Value Shares
Change 		Shares
Change %
SXL
1
Summit X LLC
Missouri
$2.02M +$103K +9,436 +5%
Morgan Stanley
2
Morgan Stanley
New York
$1.64M +$56.9K +5,240 +4%
WAM
3
Wolverine Asset Management
Illinois
$1.48M +$1.36M +124,919 +1,077%
Fifth Third Bancorp
4
Fifth Third Bancorp
Ohio
$753K -$816K -75,146 -52%
COLIM
5
City of London Investment Management
United Kingdom
$612K +$612K +56,400 New
CHA
6
Cedar Hill Associates
Illinois
$598K +$598K +55,100 New
US Bancorp
7
US Bancorp
Minnesota
$571K +$73.8K +6,790 +15%
CCM
8
Covington Capital Management
California
$537K +$8.14K +750 +2%
Wells Fargo
9
Wells Fargo
California
$416K +$87.9K +8,098 +27%
DADC
10
D.A. Davidson & Co
Montana
$346K +$107K +9,840 +45%
PAG
11
Private Advisor Group
New Jersey
$275K +$150K +13,834 +121%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$267K +$267K +24,545 New
LPL Financial
13
LPL Financial
California
$208K +$10.8K +996 +5%
FAAS
14
First Allied Advisory Services
California
$195K -$4.56K -419 -2%
Stifel Financial
15
Stifel Financial
Missouri
$189K +$59.4K +5,500 +46%
GC
16
Guggenheim Capital
Illinois
$175K -$311K -28,641 -64%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$158K +$433 +40 +0.3%
MFW
18
Mosaic Family Wealth
Missouri
$152K +$738 +68 +0.5%
LF
19
Lee Financial
Texas
$144K +$144K +13,300 New
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$142K – – –
CSIC
21
Clifford Swan Investment Counsel
California
$136K – – –
HK
22
Horizon Kinetics
New York
$132K – – –
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$117K +$21.8K +2,000 +23%
PI
24
Parkside Investments
Illinois
$109K -$143K -13,150 -57%
Citigroup
25
Citigroup
New York
$90K – – –
1
2