PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

25 hedge funds and large institutions have $9.49M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
-1
Holders Change %
-3.85%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
3
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$1.63M
2
US Bancorp
US Bancorp
Minnesota
$99K
3
UBS Group
UBS Group
Switzerland
$135K
4
RPG
Risk Paradigm Group
Texas
$29K
5
NFG
Next Financial Group
Texas
$2K

Top Sellers

1
Fifth Third Bancorp
Fifth Third Bancorp
Ohio
$2.88M
2
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
$0
3
Bank of America
Bank of America
North Carolina
$92K
4
DADC
D.A. Davidson & Co
Montana
$0
5
GC
Guggenheim Capital
Illinois
$590K
Name Holding Trade Value Shares
Change 		Shares
Change %
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$2.88M -$480K -41,702 -14%
Morgan Stanley
2
Morgan Stanley
New York
$1.63M +$243K +21,131 +18%
CHA
3
Cedar Hill Associates
Illinois
$1.19M -$50.6K -4,400 -4%
LPL Financial
4
LPL Financial
California
$841K +$1.64K +143 +0.2%
CCM
5
Covington Capital Management
California
$618K -$23K -2,000 -4%
GC
6
Guggenheim Capital
Illinois
$590K -$106K -9,155 -15%
Wells Fargo
7
Wells Fargo
California
$320K -$1.94K -168 -0.6%
FAAS
8
First Allied Advisory Services
California
$197K -$23.8K -2,075 -11%
CA
9
Cetera Advisors
Colorado
$147K – – –
CSIC
10
Clifford Swan Investment Counsel
California
$144K – – –
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$139K -$7.04K -610 -5%
UBS Group
12
UBS Group
Switzerland
$135K +$67.2K +5,815 +99%
SI
13
SII Investments
Wisconsin
$126K – – –
US Bancorp
14
US Bancorp
Minnesota
$99K +$99K +8,566 New
Citigroup
15
Citigroup
New York
$96K -$23.1K -2,000 -19%
Bank of America
16
Bank of America
North Carolina
$92K -$187K -16,283 -67%
MFW
17
Mosaic Family Wealth
Missouri
$47K – – –
SF
18
Synovus Financial
Georgia
$44K – – –
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$30K -$2.63K -225 -8%
RPG
20
Risk Paradigm Group
Texas
$29K +$29K +2,520 New
Creative Planning
21
Creative Planning
Kansas
$24K – – –
AG
22
Advisor Group
Arizona
$24K – – –
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$23K -$34.3K -3,000 -60%
GWM
24
Geneos Wealth Management
Colorado
$19K – – –
NFG
25
Next Financial Group
Texas
$2K +$2K +200 New
1
2