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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

31 hedge funds and large institutions have $9.6M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

24% more funds holding

Funds holding: 2531 (+6)

1% more capital invested

Capital invested by funds: $9.49M → $9.6M (+$108K)

0.28% more ownership

Funds ownership: 6.66%6.94% (+0.28%)

Holders
31
Holders Change
+6
Holders Change %
+24%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
8
Reduced
6
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$1.89M -$891K -81,044 -32%
Morgan Stanley
2
Morgan Stanley
New York
$1.57M -$7.07K -643 -0.5%
CHA
3
Cedar Hill Associates
Illinois
$1.15M
LPL Financial
4
LPL Financial
California
$898K +$75.8K +6,897 +9%
CCM
5
Covington Capital Management
California
$592K -$5.5K -500 -0.9%
GC
6
Guggenheim Capital
Illinois
$492K -$75.8K -6,893 -13%
Wells Fargo
7
Wells Fargo
California
$345K +$35.4K +3,225 +12%
IA
8
IFP Advisors
Florida
$300K +$297K +27,000 New
Citigroup
9
Citigroup
New York
$249K +$155K +14,103 +170%
FAAS
10
First Allied Advisory Services
California
$224K +$33.1K +3,014 +18%
Invesco
11
Invesco
Georgia
$177K +$175K +15,904 New
AIA
12
Allegis Investment Advisors
Idaho
$175K +$173K +15,702 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$162K +$27.5K +2,500 +21%
MFW
14
Mosaic Family Wealth
Missouri
$145K +$98.5K +8,957 +219%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$145K +$143K +13,044 New
CA
16
Cetera Advisors
Colorado
$139K
CSIC
17
Clifford Swan Investment Counsel
California
$139K
HK
18
Horizon Kinetics
New York
$137K +$135K +12,290 New
US Bancorp
19
US Bancorp
Minnesota
$127K +$31.1K +2,830 +33%
SI
20
SII Investments
Wisconsin
$121K
DADC
21
D.A. Davidson & Co
Montana
$102K +$102K +9,245 New
Bank of America
22
Bank of America
North Carolina
$75K -$13.4K -1,223 -15%
UBS Group
23
UBS Group
Switzerland
$50K -$78.8K -7,167 -61%
SF
24
Synovus Financial
Georgia
$42K
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$39K +$10.1K +915 +36%

PFO Hedge Fund Activity: Q4 2016 in Review

31 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q4 2016, worth a combined $9.6M — up 1.1% from $9.49M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new PFO positions and 0 closed out — a net gain of 6 holders — while 8 added to existing stakes and 6 trimmed.

The largest buyer was IFP Advisors, opening a new position worth an estimated $297K. The largest seller was Fifth Third Bancorp, cutting an estimated $891K.

  • 31 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q4 2016, up from 25 in Q3 2016.
  • Funds reported $9.6M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q4 2016, up 1.1% quarter-over-quarter.
  • 6 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q4 2016 and 0 closed out, a net change of +6 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q4 2016 was IFP Advisors, an estimated $297K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q4 2016 was Fifth Third Bancorp, an estimated $891K sold.

Based on aggregated 13F filings for Q4 2016.