PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

31 hedge funds and large institutions have $9.6M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
+6
Holders Change %
+24%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
8
Reduced
6
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IA
IFP Advisors
Florida
$300K
2
Invesco
Invesco
Georgia
$177K
3
AIA
Allegis Investment Advisors
Idaho
$175K
4
Citigroup
Citigroup
New York
$249K
5
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
$145K

Top Sellers

1
Fifth Third Bancorp
Fifth Third Bancorp
Ohio
$1.89M
2
UBS Group
UBS Group
Switzerland
$50K
3
GC
Guggenheim Capital
Illinois
$492K
4
Bank of America
Bank of America
North Carolina
$75K
5
Morgan Stanley
Morgan Stanley
New York
$1.57M
Name Holding Trade Value Shares
Change 		Shares
Change %
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$1.89M -$901K -81,044 -32%
Morgan Stanley
2
Morgan Stanley
New York
$1.57M -$7.15K -643 -0.5%
CHA
3
Cedar Hill Associates
Illinois
$1.15M – – –
LPL Financial
4
LPL Financial
California
$898K +$77.3K +6,897 +9%
CCM
5
Covington Capital Management
California
$592K -$5.56K -500 -0.9%
GC
6
Guggenheim Capital
Illinois
$492K -$76.6K -6,893 -13%
Wells Fargo
7
Wells Fargo
California
$345K +$35.9K +3,225 +12%
IA
8
IFP Advisors
Florida
$300K +$300K +27,000 New
Citigroup
9
Citigroup
New York
$249K +$157K +14,103 +170%
FAAS
10
First Allied Advisory Services
California
$224K +$33.4K +3,014 +18%
Invesco
11
Invesco
Georgia
$177K +$177K +15,904 New
AIA
12
Allegis Investment Advisors
Idaho
$175K +$175K +15,702 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$162K +$27.8K +2,500 +21%
MFW
14
Mosaic Family Wealth
Missouri
$145K +$99.6K +8,957 +219%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$145K +$145K +13,044 New
CSIC
16
Clifford Swan Investment Counsel
California
$139K – – –
CA
17
Cetera Advisors
Colorado
$139K – – –
HK
18
Horizon Kinetics
New York
$137K +$137K +12,290 New
US Bancorp
19
US Bancorp
Minnesota
$127K +$31.5K +2,830 +33%
SI
20
SII Investments
Wisconsin
$121K – – –
DADC
21
D.A. Davidson & Co
Montana
$102K +$102K +9,245 New
Bank of America
22
Bank of America
North Carolina
$75K -$13.5K -1,223 -15%
UBS Group
23
UBS Group
Switzerland
$50K -$79.2K -7,167 -61%
SF
24
Synovus Financial
Georgia
$42K – – –
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$39K +$10.2K +915 +36%
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