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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

36 hedge funds and large institutions have $9.6M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2019 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

1.3% less ownership

Funds ownership: 8.12%6.81% (-1.3%)

3% less funds holding

Funds holding: 3736 (-1)

10% less capital invested

Capital invested by funds: $10.7M → $9.6M (-$1.12M)

Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.61M +$414K +36,566 +19%
SXL
2
Summit X LLC
Missouri
$1.29M -$1.48M -130,877 -53%
Fifth Third Bancorp
3
Fifth Third Bancorp
Ohio
$514K -$12.6K -1,114 -2%
CCM
4
Covington Capital Management
California
$434K +$8.48K +750 +2%
DADC
5
D.A. Davidson & Co
Montana
$415K +$32.1K +2,836 +8%
Wells Fargo
6
Wells Fargo
California
$410K -$96.2K -8,501 -19%
FAAS
7
First Allied Advisory Services
California
$395K +$57 +5 +0%
LPL Financial
8
LPL Financial
California
$379K +$23.1K +2,041 +6%
US Bancorp
9
US Bancorp
Minnesota
$355K -$20.6K -1,824 -5%
MFW
10
Mosaic Family Wealth
Missouri
$260K +$101K +8,912 +63%
CAN
11
Cetera Advisor Networks
California
$241K -$31.7K -2,800 -11%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$229K -$3.45K -305 -1%
HKAM
13
Horizon Kinetics Asset Management
New York
$222K +$224K +19,786 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$201K +$1.14K +101 +0.6%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$190K
LF
16
Lee Financial
Texas
$149K
CSIC
17
Clifford Swan Investment Counsel
California
$140K
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$139K
OA
19
Oxbow Advisors
Texas
$131K -$84.8K -7,500 -39%
RJA
20
Raymond James & Associates
Florida
$129K -$6.79K -600 -5%
Stifel Financial
21
Stifel Financial
Missouri
$128K
Citigroup
22
Citigroup
New York
$93K
AF
23
Advisornet Financial
Minnesota
$82K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$77K -$21K -1,853 -21%
UBS Group
25
UBS Group
Switzerland
$72K +$7.86K +695 +12%

PFO Hedge Fund Activity: Q1 2019 in Review

36 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q1 2019, worth a combined $9.6M — down 10% from $10.7M a quarter earlier.

Fund positioning in PFO was balanced in Q1 2019: 3 funds opened new positions, 3 closed out, 11 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $414K. The largest seller was Summit X LLC, cutting an estimated $1.48M.

  • 36 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q1 2019, down from 37 in Q4 2018.
  • Funds reported $9.6M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q1 2019, down 10% quarter-over-quarter.
  • 3 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q1 2019 and 3 closed out, a net change of 0 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q1 2019 was Morgan Stanley, an estimated $414K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q1 2019 was Summit X LLC, an estimated $1.48M sold.

Based on aggregated 13F filings for Q1 2019.