PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

36 hedge funds and large institutions have $9.6M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2019 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$410K
2
MFW
Mosaic Family Wealth
Missouri
+$100K
3
DADC
D.A. Davidson & Co
Montana
+$31.8K
4
LPL Financial
LPL Financial
California
+$22.9K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$10.4K

Top Sellers

1
SXL
Summit X LLC
Missouri
-$1.47M
2
PAG
Private Advisor Group
New Jersey
-$365K
3
MAFM
Mid Atlantic Financial Management
Pennsylvania
-$145K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$122K
5
Wells Fargo
Wells Fargo
California
-$95.3K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$2.61M +$410K +36,566 +19%
SXL
2
Summit X LLC
Missouri
$1.29M -$1.47M -130,877 -53%
Fifth Third Bancorp
3
Fifth Third Bancorp
Ohio
$514K -$12.5K -1,114 -2%
CCM
4
Covington Capital Management
California
$434K +$8.41K +750 +2%
DADC
5
D.A. Davidson & Co
Montana
$415K +$31.8K +2,836 +8%
Wells Fargo
6
Wells Fargo
California
$410K -$95.3K -8,501 -19%
FAAS
7
First Allied Advisory Services
California
$395K +$56 +5 +0%
LPL Financial
8
LPL Financial
California
$379K +$22.9K +2,041 +6%
US Bancorp
9
US Bancorp
Minnesota
$355K -$20.5K -1,824 -5%
MFW
10
Mosaic Family Wealth
Missouri
$260K +$100K +8,912 +63%
CAN
11
Cetera Advisor Networks
California
$241K -$31.3K -2,800 -11%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$229K -$3.43K -305 -1%
HKAM
13
Horizon Kinetics Asset Management
New York
$222K +$222K +19,786 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$201K +$1.13K +101 +0.6%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$190K – – –
LF
16
Lee Financial
Texas
$149K – – –
CSIC
17
Clifford Swan Investment Counsel
California
$140K – – –
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$139K – – –
OA
19
Oxbow Advisors
Texas
$131K -$83.8K -7,500 -39%
RJA
20
Raymond James & Associates
Florida
$129K -$6.75K -600 -5%
Stifel Financial
21
Stifel Financial
Missouri
$128K – – –
Citigroup
22
Citigroup
New York
$93K – – –
AF
23
Advisornet Financial
Minnesota
$82K – – –
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$77K -$20.8K -1,853 -21%
UBS Group
25
UBS Group
Switzerland
$72K +$7.83K +695 +12%
1
2