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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

47 hedge funds and large institutions have $23.7M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2024 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more capital invested

Capital invested by funds: $17.6M → $23.7M (+$6.11M)

3.44% more ownership

Funds ownership: 15.89%19.33% (+3.4%)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

2% less funds holding

Funds holding: 4847 (-1)

25% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 16

Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
12
Reduced
16
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIBC Private Wealth Group
1
CIBC Private Wealth Group
Georgia
$5.54M +$5.2M +588,511 New
SIA
2
Sit Investment Associates
Minnesota
$2.75M +$1.21M +137,354 +88%
PAG
3
Private Advisor Group
New Jersey
$1.9M -$67.2K -7,603 -4%
MC
4
Matisse Capital
Oregon
$1.61M -$60.5K -6,848 -4%
Morgan Stanley
5
Morgan Stanley
New York
$1.05M +$26.7K +3,017 +3%
NWM
6
Napa Wealth Management
California
$913K +$153K +17,255 +22%
CPRC
7
Consolidated Portfolio Review Corp
New York
$829K -$130K -14,656 -14%
SXL
8
Summit X LLC
Missouri
$712K
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$691K -$46.9K -5,302 -7%
AA
10
AQR Arbitrage
Connecticut
$690K -$195K -22,089 -23%
RCM
11
Rivernorth Capital Management
Florida
$663K
DADC
12
D.A. Davidson & Co
Montana
$635K -$868K -98,210 -59%
BI
13
Bulldog Investors
New Jersey
$450K +$423K +47,814 New
SFS
14
Sowell Financial Services
Arkansas
$368K
LPL Financial
15
LPL Financial
California
$359K -$9.88K -1,118 -3%
RCM
16
Robinson Capital Management
Michigan
$358K +$335K +37,950 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$357K +$336K +37,985 New
NA
18
NewEdge Advisors
Louisiana
$282K -$18.1K -2,053 -6%
CSIC
19
Clifford Swan Investment Counsel
California
$278K
BW
20
Basepoint Wealth
Iowa
$266K +$3.07K +347 +1%
Osaic Holdings
21
Osaic Holdings
Arizona
$232K +$28.8K +3,258 +15%
LCM
22
Landscape Capital Management
New Jersey
$223K -$127K -14,342 -38%
Wells Fargo
23
Wells Fargo
California
$214K -$21.4K -2,422 -10%
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$212K +$199K +22,542 New
HighTower Advisors
25
HighTower Advisors
Illinois
$196K +$4.08K +461 +2%

PFO Hedge Fund Activity: Q3 2024 in Review

47 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q3 2024, worth a combined $23.7M — up 35% from $17.6M a quarter earlier.

Fund positioning in PFO was balanced in Q3 2024: 8 funds opened new positions, 8 closed out, 12 added to existing stakes and 16 trimmed.

The largest buyer was CIBC Private Wealth Group, opening a new position worth an estimated $5.2M. The largest seller was Saba Capital Management, exiting entirely with an estimated $1.13M sold.

  • 47 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q3 2024, down from 48 in Q2 2024.
  • Funds reported $23.7M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q3 2024, up 35% quarter-over-quarter.
  • 8 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q3 2024 and 8 closed out, a net change of 0 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q3 2024 was CIBC Private Wealth Group, an estimated $5.2M added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q3 2024 was Saba Capital Management, an estimated $1.13M sold.

Based on aggregated 13F filings for Q3 2024.