PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

36 hedge funds and large institutions have $9.26M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2020 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
11
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAN
Cetera Advisor Networks
California
+$334K
2
PAG
Private Advisor Group
New Jersey
+$218K
3
SXL
Summit X LLC
Missouri
+$134K
4
PCM
Poehling Capital Management
Wisconsin
+$99K
5
FAAS
First Allied Advisory Services
California
+$44.2K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$260K
2
TPWA
TRUE Private Wealth Advisors
Oregon
-$207K
3
Stifel Financial
Stifel Financial
Missouri
-$143K
4
Fifth Third Bancorp
Fifth Third Bancorp
Ohio
-$62.5K
5
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$28.9K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$1.52M -$260K -26,305 -15%
SXL
2
Summit X LLC
Missouri
$1.11M +$134K +13,514 +14%
PAG
3
Private Advisor Group
New Jersey
$786K +$218K +22,056 +38%
UBS Group
4
UBS Group
Switzerland
$704K +$13K +1,312 +2%
Wells Fargo
5
Wells Fargo
California
$404K +$4.74K +479 +1%
FAAS
6
First Allied Advisory Services
California
$394K +$44.2K +4,468 +13%
DADC
7
D.A. Davidson & Co
Montana
$393K -$1.1K -111 -0.3%
CCM
8
Covington Capital Management
California
$360K -$9.89K -1,000 -3%
Fifth Third Bancorp
9
Fifth Third Bancorp
Ohio
$354K -$62.5K -6,320 -15%
CAN
10
Cetera Advisor Networks
California
$334K +$334K +33,710 New
LPL Financial
11
LPL Financial
California
$320K +$22K +2,216 +7%
US Bancorp
12
US Bancorp
Minnesota
$305K -$26.9K -2,719 -8%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$217K +$15.7K +1,586 +8%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$168K – – –
MFW
15
Mosaic Family Wealth
Missouri
$147K +$775 +78 +0.5%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$143K -$20.2K -2,030 -12%
RJA
17
Raymond James & Associates
Florida
$132K -$11K -1,112 -8%
LF
18
Lee Financial
Texas
$132K – – –
QWM
19
Quaker Wealth Management
New Jersey
$125K +$2.21K +223 +2%
Osaic Holdings
20
Osaic Holdings
Arizona
$125K +$125K +12,595 New
CSIC
21
Clifford Swan Investment Counsel
California
$124K – – –
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$117K -$4.62K -466 -4%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$113K +$9.39K +952 +9%
OA
24
Oxbow Advisors
Texas
$112K – – –
SAG
25
Spotlight Asset Group
Illinois
$110K – – –
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