City of London Investment Management’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

City of London Investment Management’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-56,400	Closed	-$606K	–	129
2018 Q2	$606K	Hold	56,400	–	–	0.05%	77
2018 Q1	$612K	Buy	+56,400	New	+$629K	0.04%	81

Other funds holding PFO

SXL

Summit X LLC Chesterfield, Missouri $536M AUM 15.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Fifth Third Bancorp Cincinnati, Ohio $61.7B AUM 33.76% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $91.6B AUM 29.2% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

City of London Investment Management's PFO Position: Q3 2018 in Review

City of London Investment Management sold out of Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) in Q3 2018, closing a stake of 56,400 shares — an estimated $606K sold.

City of London Investment Management first reported a position in PFO in Q1 2018 and held it in 2 quarters. The position peaked at $612K in Q1 2018. 36 funds tracked by Wall St. Rank hold PFO as of Q3 2018.

City of London Investment Management reported no remaining Flaherty & Crumrine Preferred and Income Opportunity Fund position as of Q3 2018 after selling out during the quarter.
City of London Investment Management sold 56,400 Flaherty & Crumrine Preferred and Income Opportunity Fund shares in Q3 2018, an estimated $606K.
City of London Investment Management first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q1 2018 and held it in 2 quarters.
City of London Investment Management's Flaherty & Crumrine Preferred and Income Opportunity Fund position peaked at $612K in Q1 2018.
36 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q3 2018.

Based on City of London Investment Management's 13F filing for Q3 2018, filed 13 Nov 2018.