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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$2.88M -$512K -41,702 -14%
Morgan Stanley
2
Morgan Stanley
New York
$1.63M +$259K +21,131 +18%
CHA
3
Cedar Hill Associates
Illinois
$1.19M -$54K -4,400 -4%
LPL Financial
4
LPL Financial
California
$841K +$1.75K +143 +0.2%
CCM
5
Covington Capital Management
California
$618K -$24.5K -2,000 -4%
GC
6
Guggenheim Capital
Illinois
$590K -$112K -9,155 -15%
Wells Fargo
7
Wells Fargo
California
$320K -$2.06K -168 -0.6%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$241K
FAAS
9
First Allied Advisory Services
California
$197K -$25.5K -2,075 -11%
CA
10
Cetera Advisors
Colorado
$147K
CSIC
11
Clifford Swan Investment Counsel
California
$144K
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$139K -$7.48K -610 -5%
UBS Group
13
UBS Group
Switzerland
$135K +$71.3K +5,815 +99%
SI
14
SII Investments
Wisconsin
$126K
US Bancorp
15
US Bancorp
Minnesota
$99K +$105K +8,566 New
Citigroup
16
Citigroup
New York
$96K -$24.5K -2,000 -19%
Bank of America
17
Bank of America
North Carolina
$92K -$200K -16,283 -67%
MFW
18
Mosaic Family Wealth
Missouri
$47K
SF
19
Synovus Financial
Georgia
$44K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$30K -$2.76K -225 -8%
RPG
21
Risk Paradigm Group
Texas
$29K +$30.9K +2,520 New
AG
22
Advisor Group
Arizona
$24K
Creative Planning
23
Creative Planning
Kansas
$24K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$23K -$36.8K -3,000 -60%
GWM
25
Geneos Wealth Management
Colorado
$19K