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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SXL
1
Summit X LLC
Missouri
$2.64M -$4.98K -430 -0.2%
Morgan Stanley
2
Morgan Stanley
New York
$1.77M +$47.6K +4,117 +3%
Wells Fargo
3
Wells Fargo
California
$553K +$62.9K +5,437 +13%
Fifth Third Bancorp
4
Fifth Third Bancorp
Ohio
$546K
US Bancorp
5
US Bancorp
Minnesota
$523K -$20.4K -1,766 -4%
PAG
6
Private Advisor Group
New Jersey
$484K +$481K +41,546 New
CCM
7
Covington Capital Management
California
$465K -$63.7K -5,500 -12%
LPL Financial
8
LPL Financial
California
$383K +$93.7K +8,099 +33%
DADC
9
D.A. Davidson & Co
Montana
$380K +$7.6K +657 +2%
HK
10
Horizon Kinetics
New York
$309K -$6.64K -574 -2%
CAN
11
Cetera Advisor Networks
California
$283K -$131K -11,350 -32%
FAAS
12
First Allied Advisory Services
California
$282K +$71.2K +6,155 +34%
OA
13
Oxbow Advisors
Texas
$224K
MFW
14
Mosaic Family Wealth
Missouri
$167K +$1.35K +117 +0.8%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$156K -$5.8K -501 -4%
LF
16
Lee Financial
Texas
$155K
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$152K
CSIC
18
Clifford Swan Investment Counsel
California
$146K
Stifel Financial
19
Stifel Financial
Missouri
$136K +$2.89K +250 +2%
RJA
20
Raymond James & Associates
Florida
$133K +$132K +11,388 New
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$126K +$125K +10,792 New
PI
22
Parkside Investments
Illinois
$116K
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$104K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$103K -$16.3K -1,412 -14%
Citigroup
25
Citigroup
New York
$97K