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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.92M +$190K +16,550 +7%
SXL
2
Summit X LLC
Missouri
$1.24M -$107K -9,266 -8%
PAG
3
Private Advisor Group
New Jersey
$644K +$632K +54,996 New
Fifth Third Bancorp
4
Fifth Third Bancorp
Ohio
$537K
CCM
5
Covington Capital Management
California
$462K +$8.05K +700 +2%
DADC
6
D.A. Davidson & Co
Montana
$447K +$13.8K +1,201 +3%
Wells Fargo
7
Wells Fargo
California
$440K +$11.5K +999 +3%
FAAS
8
First Allied Advisory Services
California
$414K +$57 +5 +0%
US Bancorp
9
US Bancorp
Minnesota
$380K +$9.41K +818 +3%
LPL Financial
10
LPL Financial
California
$362K -$33K -2,874 -9%
MFW
11
Mosaic Family Wealth
Missouri
$341K +$69.3K +6,027 +26%
HKAM
12
Horizon Kinetics Asset Management
New York
$232K
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$219K -$19.4K -1,687 -8%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$212K +$1.61K +140 +0.8%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$198K
TPWA
16
TRUE Private Wealth Advisors
Oregon
$197K +$194K +16,852 New
CAN
17
Cetera Advisor Networks
California
$196K -$56.3K -4,896 -23%
LF
18
Lee Financial
Texas
$156K
CSIC
19
Clifford Swan Investment Counsel
California
$146K
RJA
20
Raymond James & Associates
Florida
$146K +$11.5K +1,000 +9%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$145K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$136K +$134K +11,627 New
OA
23
Oxbow Advisors
Texas
$133K -$4.19K -364 -3%
Stifel Financial
24
Stifel Financial
Missouri
$133K
Citigroup
25
Citigroup
New York
$97K