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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.22M -$923K -75,777 -30%
SXL
2
Summit X LLC
Missouri
$1.21M -$20K -1,641 -2%
UBS Group
3
UBS Group
Switzerland
$860K +$784K +64,408 +1,195%
PAG
4
Private Advisor Group
New Jersey
$706K +$15.7K +1,288 +2%
Fifth Third Bancorp
5
Fifth Third Bancorp
Ohio
$519K
Wells Fargo
6
Wells Fargo
California
$497K +$41.7K +3,422 +9%
DADC
7
D.A. Davidson & Co
Montana
$491K +$18.6K +1,527 +4%
CCM
8
Covington Capital Management
California
$461K
FAAS
9
First Allied Advisory Services
California
$433K +$24.4K +2,005 +6%
US Bancorp
10
US Bancorp
Minnesota
$413K -$7K -575 -2%
LPL Financial
11
LPL Financial
California
$370K -$11.6K -951 -3%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$251K +$1.66K +136 +0.7%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$208K
TPWA
14
TRUE Private Wealth Advisors
Oregon
$207K
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$202K -$12.6K -1,033 -6%
MFW
16
Mosaic Family Wealth
Missouri
$181K +$816 +67 +0.5%
RJA
17
Raymond James & Associates
Florida
$178K
LF
18
Lee Financial
Texas
$164K
CSIC
19
Clifford Swan Investment Counsel
California
$154K
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$153K
QWM
21
Quaker Wealth Management
New Jersey
$153K +$151K +12,411 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$151K +$12.2K +1,000 +9%
Stifel Financial
23
Stifel Financial
Missouri
$143K
OA
24
Oxbow Advisors
Texas
$140K
RJFSA
25
Raymond James Financial Services Advisors
Florida
$129K +$1.51K +124 +1%